Hedge Fund Database

HAVEN PRIVATE

ALPHAQ ADVISORS LLC Legal Name

Adviser information for HAVEN PRIVATE last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 294 $332.5M
Non-Discretionary 0 $0
Total 294 $332.5M

Clients

Type Number RAUM
Individuals 167 $41.6M
HNW Individuals 115 $264.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $26.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 4
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-121907
SEC ERA File Number 801-121907
SEC CIK Numbers 1965649
SEC CRD Numbers 141006
Legal Entity Identifier None

Principal Office

976 LAKE BALDWIN LANE
SUITE 201
ORLANDO
FL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 407-982-4550, Fax: None

Websites

www.havenprivate.com/

Chief Compliance Officer

SYED RIZVI
MANAGING DIRECTOR
976 LAKE BALDWIN LANE
SUITE 201
ORLANDO
FL
United States
Tel: 407-982-4550
(Full email address available in API data)

Regulatory Contact

STACEY COLE
MANAGING DIRECTOR
976 LAKE BALDWIN LANE
SUITE 201
ORLANDO
FL
United States
Tel: 407-982-4550
(Full email address available in API data)

Industry Affiliates

ENCLAVE RISK MANAGEMENT Insurance company or agency
HAVEN PRIVATE Other investment adviser, including financial planners
TOPPER HILL, LLC DBA TOPPER HILL GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RIZVI, SYED Individual – CCO 05/2006 < 5%
HERSHISER, PAUL, JUDSON Individual – MANAGING DIRECTOR 08/2009 10-25%
RIZVI & MATHES, LLC Domestic Entity – MEMBER 04/2022 10-25%
RIZVI, SYED Individual RIZVI & MATHES, LLC MANAGING DIRECTOR 04/2022 > 75%
ELEVATE IV, LLC Domestic Entity – MEMBER 04/2022 50-75%
ANGLE, MARC, R Individual ELEVATE IV, LLC MANAGING DIRECTOR 04/2022 25-50%
COLE, STACEY, LYNEL Individual ELEVATE IV, LLC MANAGING DIRECTOR 04/2022 25-50%
GIBSON, JOHNNY, MARION Individual ELEVATE IV, LLC MANAGING DIRECTOR 04/2022 25-50%

No. Employees, Historic

1050202120222023202420253 on 6/29/20213 on 8/10/20213 on 3/29/20226 on 4/12/20226 on 7/22/20227 on 8/5/20227 on 3/28/20237 on 12/4/20237 on 2/21/20247 on 3/27/2024

RAUM, Historic

400M200M020212022202320242025103000000 on 6/29/2021103000000 on 8/10/202195000000 on 3/29/202295000000 on 4/12/202295000000 on 7/22/2022220000000 on 8/5/2022250000000 on 3/28/2023250000000 on 12/4/2023250000000 on 2/21/2024332488972 on 3/27/2024

No. Clients, Historic

300150020212022202320242025150 on 6/29/2021150 on 8/10/2021148 on 3/29/2022148 on 4/12/2022148 on 7/22/2022205 on 8/5/2022175 on 3/28/2023175 on 12/4/2023175 on 2/21/2024290 on 3/27/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 1M 7K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 251K 1K –
BOGOTA FINL CORP COM 80K 12K –
BOOKING HOLDINGS INC COM 733K 185 –
CHEVRON CORP NEW COM 734K 5K –
ENERGY TRANSFER L P COM UT LTD PTN 633K 39K –
ENTERPRISE PRODS PARTNERS L COM 3M 95K –
FIRST HORIZON CORPORATION COM 191K 12K –
GOLD ROYALTY CORP COMMON SHARES 119K 84K –
INTUITIVE SURGICAL INC COM NEW 1M 3K –
ISHARES TR CHINA LG-CAP ETF 520K 20K –
ISHARES TR CORE US AGGBD ET 4M 41K –
ISHARES TR MSCI CHINA ETF 1M 26K –
MARRIOTT INTL INC NEW CL A 639K 3K –
MICROSOFT CORP COM 1M 2K –
NEWMONT CORP COM 304K 7K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 559K 7K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 229K 5K –
SCHWAB STRATEGIC TR US BRD MKT ETF 342K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 513K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 8K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K –
SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 232K 11K –
SPDR GOLD TR GOLD SHS 793K 4K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR SER TR BLOOMBERG 3-12 M 230K 2K –
SPDR SER TR PORTFOLIO SH TSR 2M 54K –
SPDR SER TR BLOOMBERG 1-3 MO 3M 38K –
T-MOBILE US INC COM 822K 5K –
VALLEY NATL BANCORP COM 258K 37K –
VISA INC COM CL A 625K 2K –
WALMART INC COM 664K 10K –
ZOETIS INC CL A 614K 4K –