FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC

Adviser information for FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 11 $332.7M
Non-Discretionary 0 $0
Total 11 $332.7M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $332.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-121910
SEC ERA File Number 801-121910
SEC CIK Numbers None
SEC CRD Numbers 310407
Legal Entity Identifier None

Principal Office

325 SHARON PARK DRIVE
SUITE 705
MENLO PARK
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 650-815-7042, Fax: None

Chief Compliance Officer

JOHN FOGELSONG
MANAGING MEMBER
325 SHARON PARK DRIVE
SUITE 705
MENLO PARK
CA
United States
Tel: 650-815-7042
(Full email address available in API data)

Regulatory Contact

COLIN ANDERSON
MANAGING MEMBER
325 SHARON PARK DRIVE
SUITE 705
MENLO PARK
CA
United States
Tel: 650-815-7042

Industry Affiliates

FRIENDS & FAMILY CAPITAL II, LLC Sponsor, GP, manager of pooled investment vehicles
FRIENDS & FAMILY CAPITAL III, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLACKFOOT RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $11.1M $0.0M 35
BRAZOS RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $1.0M $0.0M 9
COLUMBIA RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $5.0M $0.0M 5
FRIENDS & FAMILY CAPITAL II, L.P. Venture Capital Fund $132.7M $0.0M 128
FRIENDS & FAMILY CAPITAL III, L.P. Venture Capital Fund $114.8M $0.0M 141
IDLE RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $9.5M $0.0M 38
SACRAMENTO RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $3.1M $0.0M 17
TRUCKEE RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $12.1M $0.0M 22
XYZ F&FC I, LLC SPECIAL PURPOSE VEHICLE $33.4M $0.0M 25
XYZ F&FC II, LLC SPECIAL PURPOSE VEHICLE $9.4M $0.0M 24
YUKON RIVER CAPITAL, LLC SPECIAL PURPOSE VEHICLE $0.6M $0.0M 37

Control Persons

Name Type Entity Title Since Ownership
ANDERSON, COLIN Individual MANAGING MEMBER 06/2020 50-75%
FOGELSONG, JOHN Individual MANAGING MEMBER AND CCO 06/2020 50-75%

No. Employees, Historic

1050202120222023202420250 on 6/29/20215 on 3/29/20225 on 5/4/20225 on 3/29/20235 on 3/31/20235 on 5/8/20238 on 3/29/2024

RAUM, Historic

400M200M02022202320242025160000000 on 3/29/2022160000000 on 5/4/2022260500000 on 3/29/2023260500000 on 3/31/2023275600000 on 5/8/2023332700000 on 3/29/2024

No. Clients, Historic

20100202120222023202420250 on 6/29/20214 on 3/29/20224 on 5/4/20227 on 3/29/20237 on 3/31/20237 on 5/8/202311 on 3/29/2024