FULLCIRCLE WEALTH LLC
Adviser information for FULLCIRCLE WEALTH LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,132 | $310.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,132 | $310.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 146 | $40.2M |
| HNW Individuals | 101 | $263.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.1M |
| Other | <5 | $3.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121913 |
|---|---|
| SEC ERA File Number | 801-121913 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166695 |
| Legal Entity Identifier | None |
Principal Office
15660 NORTH DALLAS PARKWAYSUITE 910
DALLAS
TX
United States
Monday - Friday, 8:00AM TO 4:00PM
Tel: 972-480-6200, Fax: 972-674-2136
Chief Compliance Officer
WESLEY PINGELTON
MANAGING MEMBER
15660 NORTH DALLAS PARKWAY
SUITE 910
DALLAS
TX
United States
Tel:
972-480-6203
Fax:
972-674-2136
W**@********************M
(Full email address available in API data)
Regulatory Contact
BRENT SIKES
MANAGING MEMBER
15660 NORTH DALLAS PARKWAY
SUITE 910
DALLAS
TX
United States
Tel:
972-480-6201
Fax:
972-674-2136
B****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIKES, BRENT, WAYNE | Individual | – | MANAGING MEMBER | 12/2012 | 50-75% |
| PINGELTON, WESLEY, ROBERT | Individual | – | MANAGING MEMBER, CCO | 12/2012 | 50-75% |