ARCTARIS IMPACT INVESTORS
ARCTARIS IMPACT INVESTORS, LLC Legal Name
Adviser information for ARCTARIS IMPACT INVESTORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $352.6M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $352.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $352.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesMANAGEMENT OF CDE VEHICLE |
|---|---|
| Compensation | % of AUMPerformance-based feesFIXED INCOME SERVICING, LAUNCH, ACQUISITION AND DISPOSITION FEES |
| Other Business Activities | CDE |
Identifiers
| SEC RIA File Number | 801-121921 |
|---|---|
| SEC ERA File Number | 801-121921 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306898 |
| Legal Entity Identifier | None |
Principal Office
20 WILLIAM STREETSUITE 200
WELLESLEY
MA
United States
Monday - Friday, 9AM - 5PM
Tel: (617)-735-6000, Fax: None
Chief Compliance Officer
ALAN HALFENGER
GC
20 WILLIAM STREET
SUITE 200
WELLESLEY
MA
United States
Tel:
(617)-692-0587
A***@***********M
(Full email address available in API data)
Regulatory Contact
JONATHAN TOWER
MANAGING PARTNER
20 WILLIAM STREET
SUITE 200
WELLESLEY
MA
United States
Tel:
(617)-735-6000
J*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCTARIS IMPACT FUND, LP | PRIVATE DEBT FUND | $47.7M | $1.0M | 13 |
| ARCTARIS INCOME FUND, LP | PRIVATE DEBT FUND | $2.9M | $1.0M | 49 |
| ARCTARIS OPPORTUNITY ZONE FUND 2019, LLC | Private Equity Fund | $70.9M | $1.0M | 44 |
| ARCTARIS OPPORTUNITY ZONE FUND 2020, LLC | Private Equity Fund | $116.0M | $1.0M | 64 |
| ARCTARIS OPPORTUNITY ZONE FUND 2022, LLC | Private Equity Fund | $106.8M | $1.0M | 50 |
| ARCTARIS OPPORTUNITY ZONE FUND 2024, LLC | Private Equity Fund | $1.0M | $1.0M | 2 |
| ARCTARIS ROYALTY VENTURES CO-INVESTMENT FUND LIMITED PARTNERSHIP | PRIVATE DEBT FUND | $2.8M | $1.0M | 51 |
| MICHIGAN INCOME & PRINCIPAL-PROTECTED GROWTH FUND, LP | PRIVATE DEBT FUND | $4.6M | $1.0M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Tower, Jonathan | Individual | – | MANAGING PARTNER | 06/2019 | < 5% |
| TOWER ADVISORS, LLC | Domestic Entity | – | OWNER | 06/2019 | > 75% |
| BORNSTEIN, BENJAMIN, JAY | Individual | – | MANAGING DIRECTOR | 06/2019 | < 5% |
| OSUJI, UCHECHUKWU, STANLEY CHIBUEZE | Individual | – | MANAGING DIRECTOR | 06/2019 | < 5% |
| Tower, Jonathan | Individual | TOWER ADVISORS, LLC | OWNER | 06/2019 | > 75% |
| HALFENGER, ALAN, KENT | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| TOWER, SARI, LYNN | Individual | TOWER ADVISORS, LLC | OWNER | 06/2019 | |
| Sait, Nihar, Aurang | Individual | – | MANAGING DIRECTOR | 07/2022 | < 5% |