BLOCKTOWER CAPITAL ADVISORS LP
Adviser information for BLOCKTOWER CAPITAL ADVISORS LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $618.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 62 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121922 |
|---|---|
| SEC ERA File Number | 801-121922 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290170 |
| Legal Entity Identifier | 5493004DCCO49YOZ5R45 |
Principal Office
1221 BRICKELL AVENUESTE. 700
MIAMI
FL
United States
Monday - Friday, 8:00 AM - 6:00 PM (EST)
Tel: (203) 989-3661, Fax: None
Chief Compliance Officer
COREY CASBARRO
1221 BRICKELL AVENUE
STE. 700
MIAMI
FL
United States
Tel:
(203) 989-3661
C*********@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT KRIEGER
COUNSEL
1221 BRICKELL AVENUE
STE. 700
MIAMI
FL
United States
Tel:
(203) 989-3661
L****@*************M
(Full email address available in API data)
Industry Affiliates
| BLOCKTOWER CAPITAL LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLOCKTOWER CREDIT GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BLOCKTOWER GAMMA POINT LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLOCKTOWER SPECIAL OPPORTUNITIES LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLOCKTOWER VC I GP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLOCKTOWER BLUE SIGNUM SPV LP | Private Equity Fund | $1.2M | $0.0M | 26 |
| BLOCKTOWER CAPITAL PARTNERS MASTER FUND LP | Hedge Fund | $246.8M | $0.1M | 340 |
| BLOCKTOWER CREDIT PARTNERS LP | Hedge Fund | $193.1M | $0.1M | 67 |
| BLOCKTOWER GAMMA POINT MASTER FUND LTD. | Hedge Fund | $12.9M | $0.1M | 126 |
| BLOCKTOWER LEDGER SPV LLC | Private Equity Fund | $6.9M | $0.0M | 23 |
| BLOCKTOWER VC I MASTER FUND LP | Venture Capital Fund | $157.4M | $0.1M | 174 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOETZ, MATTHEW, HADLEY | Individual | – | CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 08/2017 | 25-50% |
| PAUL, ARI | Individual | – | CHIEF INVESTMENT OFFICER AND LIMITED PARTNER | 08/2017 | 50-75% |
| BLOCKTOWER LLC | Domestic Entity | – | GENERAL PARTNER | 08/2017 | < 5% |
| GOETZ, MATTHEW, HADLEY | Individual | BLOCKTOWER LLC | MANAGING MEMBER | 08/2017 | 50-75% |
| PAUL, ARI | Individual | BLOCKTOWER LLC | MANAGING MEMBER | 08/2017 | 50-75% |
| BONDAR, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 06/2021 | < 5% |
| ZHANG, DIANA, CONG | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | < 5% |
| CASBARRO, COREY, DAE WOO | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |