WAZEE STREET CAPITAL MANAGEMENT LLC
Adviser information for WAZEE STREET CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $145.9M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $145.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $145.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Principal Office
8101 E PRENTICE AVESUITE 610
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 303-645-9300, Fax: None
Chief Compliance Officer
KAYLA KREUZBERGER
CHIEF FINANCIAL OFFICER
8101 E PRENTICE AVE
SUITE 610
GREENWOOD VILLAGE
CO
United States
Tel:
303-645-9300
K****@*********************M
(Full email address available in API data)
Regulatory Contact
ROBERT MICHAEL COLLINS
FOUNDER, PRESIDENT, CHIEF INVESTMENT OFFICER
8101 E PRENTICE AVE
SUITE 610
GREENWOOD VILLAGE
CO
United States
Tel:
303-895-8893
M******@*********************M
(Full email address available in API data)
Industry Affiliates
| WSOF IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WSOF V GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WAZEE STREET OPPORTUNITIES FUND IV LP | Private Equity Fund | $14.3M | $1.0M | 21 |
| WAZEE STREET OPPORTUNITIES FUND V LP | Private Equity Fund | $112.3M | $5.0M | 19 |
| WSOF V SPLITTER LP | Private Equity Fund | $98.4M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLINS, ROBERT, MICHAEL | Individual | – | FOUNDER, PRESIDENT AND CHIEF INVESTMENT OFFICER | 09/2010 | < 5% |
| WAZEE STREET CAPITAL HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 11/2019 | > 75% |
| COLLINS, ROBERT, MICHAEL | Individual | WAZEE STREET CAPITAL HOLDINGS LLC | MANAGING DIRECTOR | 11/2019 | 50-75% |
| KREUZBERGER, KAYLA, GAIL | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |