FINBACK INVESTMENT PARTNERS
FINBACK INVESTMENT PARTNERS, LLC Legal Name
Adviser information for FINBACK INVESTMENT PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $818.4M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $818.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $818.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFINBACK RECEIVES BOARD FEES AND MAY ALSO FROM TIME TO TIME RECEI |
Identifiers
| SEC RIA File Number | 801-121929 |
|---|---|
| SEC ERA File Number | 801-121929 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310944 |
| Legal Entity Identifier | None |
Principal Office
ONE ALHAMBRA PLAZASUITE 1225
CORAL GABLES
FL
United States
Monday - Friday, 9AM-5PM
Tel: 305-416-2626, Fax: None
Websites
Chief Compliance Officer
LISA ANN WALKER
CHIEF COMPLIANCE OFFICER
ONE ALHAMBRA PLAZA
SUITE 1225
CORAL GABLES
FL
United States
Tel:
332-262-4992
L**********@************M
(Full email address available in API data)
Regulatory Contact
ANTHONY ZIRILLE
GENERAL COUNSEL
ONE ALHAMBRA
SUITE 1225
CORAL GABLES
FL
United States
Tel:
260-615-8080
A*******@********M
(Full email address available in API data)
Industry Affiliates
| DOCK SQUARE CAPITAL LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FINBACK AP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK GPO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK INVESTMENT PARTNERS 2021 FUND, GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK INVESTMENT PARTNERS 2024 FUND, GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK ISCP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK PACE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINBACK SENIORLINK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FINBACK AP, LP | Private Equity Fund | $7.0M | $0.1M | 81 |
| FINBACK EVOLV II, LLC | Private Equity Fund | $0.0M | $0.0M | 61 |
| FINBACK EVOLV, LLC | Private Equity Fund | $0.0M | $0.0M | 65 |
| FINBACK GPO, LP | Private Equity Fund | $60.4M | $0.0M | 57 |
| FINBACK INVESTMENT PARTNERS 2021 FUND, LP | Private Equity Fund | $429.7M | $0.0M | 224 |
| FINBACK INVESTMENT PARTNERS 2024 FUND, LP | Private Equity Fund | $226.1M | $0.0M | 173 |
| FINBACK ISCP, LP | Private Equity Fund | $71.5M | $0.0M | 55 |
| FINBACK PACE, LP | Private Equity Fund | $19.5M | $0.0M | 21 |
| FINBACK SENIORLINK, LP | Private Equity Fund | $65.3M | $0.0M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUACAMOLE FINBACK PARTNERS, LLC | Domestic Entity | – | MEMBER OF FINBACK INVESTMENT PARTNERS, LLC | 01/2020 | 25-50% |
| THE OLIVER GROUP, LLC | Domestic Entity | – | MEMBER OF FINBACK INVESTMENT PARTNERS, LLC | 01/2020 | 10-25% |
| EIG FINBACK, LLC | Domestic Entity | – | MEMBER OF FINBACK INVESTMENT PARTNERS, LLC | 01/2020 | 10-25% |
| JUPITER ISLAND, LLC | Domestic Entity | – | MEMBER OF FINBACK INVESTMENT PARTNERS, LLC | 01/2020 | 10-25% |
| BUSH, JOHN, ELLIS | Individual | – | CHAIRMAN AND MANAGING PARTNER | 01/2020 | < 5% |
| HUBER, GEORGE, BARLOW | Individual | – | MANAGING PARTNER | 01/2020 | < 5% |
| OLIVER, JOHN, LEACHMAN | Individual | – | MANAGING PARTNER | 01/2020 | < 5% |
| BUSH, JOHN, ELLIS | Individual | – | MANAGING PARTNER | 01/2020 | < 5% |
| ZIRILLE, ANTHONY, MICHAEL | Individual | – | GENERAL COUNSEL | 01/2020 | < 5% |
| MICHAEL, DANIEL, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| HUBER, GEORGE, BARLOW | Individual | EIG FINBACK, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| OLIVER, JOHN, LEACHMAN | Individual | THE OLIVER GROUP, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| WALKER, LISA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| LESSING, STEPHEN, MARION | Individual | JUPITER ISLAND, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| ANGELO FAMILY LIMITED PARTNERSHIP | Domestic Entity | GUACAMOLE FINBACK PARTNERS, LLC | MEMBER | 01/2020 | 50-75% |
| SANTA MARIA HOLDINGS LLC | Domestic Entity | GUACAMOLE FINBACK PARTNERS, LLC | MEMBER | 01/2020 | 25-50% |
| BUSH, JOHN, ELLIS | Individual | GUACAMOLE FINBACK PARTNERS, LLC | MANAGER | 01/2020 | 25-50% |