PRINCETON EQUITY GROUP
PRINCETON EQUITY ADVISORS, LP Legal Name
Adviser information for PRINCETON EQUITY GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121932 |
|---|---|
| SEC ERA File Number | 801-121932 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310405 |
| Legal Entity Identifier | None |
Principal Office
47 HULFISH STREETSUITE 300
PRINCETON
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 609-454-5700, Fax: None
Chief Compliance Officer
AUSTIN CADE
CHIEF FINANCIAL OFFICER
2601 OLIVE STREET
SUITE 1400
DALLAS
TX
United States
Tel:
(214) 393-9030
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| PIRTEK PEP CO-INVEST GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| PIRTEK PEP CO-INVEST UGP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRINCETON EQUITY GROUP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRINCETON EQUITY PARTNERS GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRINCETON EQUITY PARTNERS GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SZ PEP CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIRTEK PEP CO-INVEST I, LP | Private Equity Fund | $114.9M | $0.0M | 23 |
| PRINCETON EQUITY PARTNERS I-A, LP | Private Equity Fund | $109.3M | $0.0M | 5 |
| PRINCETON EQUITY PARTNERS I, LP | Private Equity Fund | $370.8M | $0.0M | 44 |
| PRINCETON EQUITY PARTNERS II-A, LP | Private Equity Fund | $34.3M | $0.0M | 17 |
| PRINCETON EQUITY PARTNERS II, LP | Private Equity Fund | $68.8M | $0.0M | 47 |
| SZ PEP CO-INVEST, LP | Private Equity Fund | $23.9M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRINCETON EQUITY GROUP, LLC | Domestic Entity | – | GENERAL PARTNER | 03/2020 | < 5% |
| KENNEALEY, DOUGLAS, LIAM | Individual | – | MANAGING PARTNER & LIMITED PARTNER | 03/2020 | 25-50% |
| KENNEALEY, DOUGLAS, LIAM | Individual | PRINCETON EQUITY GROUP, LLC | MEMBER | 03/2020 | 50-75% |
| WASKOVICH JR., JAMES, NMN | Individual | – | MANAGING PARTNER & LIMITED PARTNER | 03/2020 | 25-50% |
| WASKOVICH JR., JAMES, NMN | Individual | PRINCETON EQUITY GROUP, LLC | MEMBER | 03/2020 | 50-75% |
| CADE, AUSTIN, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |