SECOND ALPHA PARTNERS
SECOND ALPHA PARTNERS, LLC Legal Name
Adviser information for SECOND ALPHA PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $396.5M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $396.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $396.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121935 |
|---|---|
| SEC ERA File Number | 801-121935 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282418 |
| Legal Entity Identifier | None |
Principal Office
276 FIFTH AVENUESUITE 204
NEW YORK
NY
United States
Monday - Friday, 8:30 AM-5:00 PM
Tel: 212-446-1600, Fax: 646-430-9400
Chief Compliance Officer
EUGENE G. GALANTINI
CHIEF FINANCIAL OFFICER
276 FIFTH AVENUE
SUITE 204
NEW YORK
NY
United States
Tel:
212-446-1600
E*********@**************M
(Full email address available in API data)
Regulatory Contact
RICHARD JAMES BREKKA
MANAGING MEMBER
276 FIFTH AVENUE
SUITE 204
NEW YORK
NY
United States
Tel:
212-446-1601
Fax:
646-430-9400
R******@**************M
(Full email address available in API data)
Industry Affiliates
| SECOND ALPHA PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SECOND ALPHA PARTNERS IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SECOND ALPHA PARTNERS V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SECOND ALPHA PARTNERS - HEALTHCARE 2021 CO-INVESTMENT, L.P. | Private Equity Fund | $5.8M | $0.0M | 25 |
| SECOND ALPHA PARTNERS CONVIVA CO-INVESTMENT 2022, L.P. | Private Equity Fund | $9.3M | $0.0M | 17 |
| SECOND ALPHA PARTNERS IV HC FUND 1, L.P. | Private Equity Fund | $8.0M | $1.1M | 3 |
| SECOND ALPHA PARTNERS IV OPENX FUND 1, L.P. | Private Equity Fund | $13.3M | $0.1M | 12 |
| SECOND ALPHA PARTNERS IV, L.P. | Private Equity Fund | $122.8M | $0.0M | 93 |
| SECOND ALPHA PARTNERS V, L.P. | Private Equity Fund | $237.2M | $0.1M | 91 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BREKKA, RICHARD, JAMES | Individual | – | MANAGING MEMBER | 12/2011 | 50-75% |
| SANGER, JAMES, DAVID | Individual | – | MANAGING MEMBER | 12/2011 | 50-75% |
| GALANTINI, EUGENE, GREGORY | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |