PARAFI CAPITAL LP
Adviser information for PARAFI CAPITAL LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $945.0M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $945.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $945.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-121952 |
|---|---|
| SEC ERA File Number | 801-121952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294670 |
| Legal Entity Identifier | None |
Principal Office
41 MADISON AVENUEFLOOR 20
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: (203) 326-1321, Fax: None
Chief Compliance Officer
ADRIAN UBERTO
PARTNER, CHIEF OPERATING OFFICER
41 MADISON AVENUE
FLOOR 20
NEW YORK
NY
United States
Tel:
(203) 326-1321
A*******@*********M
(Full email address available in API data)
Regulatory Contact
MATTHEW FRIEDWALD
DEPUTY CHIEF COMPLIANCE OFFICER
41 MADISON AVENUE
FLOOR 20
NEW YORK
NY
United States
Tel:
(203) 703-8261
M********@*********M
(Full email address available in API data)
Industry Affiliates
| PARAFI DIGITAL HOLDINGS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PARAFI GROWTH GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PARAFI VENTURE GP II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARAFI DIGITAL OPPORTUNITIES LP | Hedge Fund | $575.6M | $1.0M | 261 |
| PARAFI GROWTH FUND LP | Venture Capital Fund | $150.2M | $1.0M | 201 |
| PARAFI PRIVATE OPPORTUNITIES - SERIES I | Venture Capital Fund | $20.3M | $0.3M | 70 |
| PARAFI PRIVATE OPPORTUNITIES - SERIES I QP | Venture Capital Fund | $20.3M | $0.3M | 62 |
| PARAFI PRIVATE OPPORTUNITIES LLC - SERIES G | Venture Capital Fund | $2.7M | $0.2M | 27 |
| PARAFI PRIVATE OPPORTUNITIES LLC - SERIES H | Venture Capital Fund | $6.1M | $0.3M | 35 |
| PARAFI PRIVATE OPPORTUNITIES LLC - SERIES J | Venture Capital Fund | $107.3M | $0.3M | 30 |
| PARAFI PRIVATE OPPORTUNITIES LLC - SERIES K | Venture Capital Fund | $12.3M | $0.2M | 34 |
| PARAFI QUANTITATIVE STRATEGIES LP | Hedge Fund | $28.5M | $5.0M | 26 |
| PARAFI VENTURE FUND II LP | Venture Capital Fund | $21.8M | $1.0M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORMAN, BENJAMIN, SOLOMON | Individual | – | MANAGING PARTNER | 01/2018 | < 5% |
| YEDID-BOTTON, KEVIN, NMN | Individual | – | PARTNER | 07/2019 | < 5% |
| PARAFI COMPANIES LP | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| PARAFI CAPITAL MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 01/2021 | < 5% |
| FORMAN, BENJAMIN, SOLOMON | Individual | PARAFI CAPITAL MANAGEMENT LLC | MANAGER/MEMBER | 01/2020 | > 75% |
| UBERTO, ADRIAN, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER; PARTNER; CHIEF OPERATING OFFICER | 11/2020 | < 5% |
| FORMAN, BENJAMIN, SOLOMON | Individual | PARAFI COMPANIES LP | LIMITED PARTNER | 01/2023 | 50-75% |
| PARAFI CAPITAL MANAGEMENT LLC | Domestic Entity | PARAFI COMPANIES LP | GENERAL PARTNER | 01/2023 |