STONE-GOFF PARTNERS
STONE-GOFF MANAGEMENT, LLC Legal Name
Adviser information for STONE-GOFF PARTNERS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $497.9M |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $497.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $497.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121955 |
|---|---|
| SEC ERA File Number | 801-121955 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281205 |
| Legal Entity Identifier | None |
Principal Office
331 PARK AVENUE SOUTH12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 646-814-4546, Fax: None
Chief Compliance Officer
PATRICIA WARNETSKI
CHIEF OPERATING OFFICER
177 HUNTINGTON AVENUE
SUITE 1708
BOSTON
MA
United States
Tel:
646-814-4546
P****@************M
(Full email address available in API data)
Regulatory Contact
LAURENS GOFF
MANAGER AND MEMBER
177 HUNTINGTON AVENUE
SUITE 1708
BOSTON
MA
United States
Tel:
917-576-2725
L*@************M
(Full email address available in API data)
Industry Affiliates
| STONE-GOFF PARTNERS II CF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STONE-GOFF PARTNERS II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| STONE-GOFF PARTNERS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STONE-GOFF PARTNERS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SG AD INVESTMENT, LLC | Private Equity Fund | $0.0M | $0.0M | 4 |
| SG AD-A INVESTMENT, LLC | Private Equity Fund | $5.7M | $0.0M | 3 |
| SG AL INVESTMENT, LLC | Private Equity Fund | $79.3M | $0.0M | 17 |
| SG BIGSCOOTS INVESTMENT, LLC | Private Equity Fund | $19.9M | $0.0M | 7 |
| SG CCTN INVESTMENT, LLC | Private Equity Fund | $0.6M | $0.0M | 4 |
| SG DAN INVESTMENT, LLC | Private Equity Fund | $0.1M | $0.0M | 5 |
| SG DSG INVESTMENT, LLC | Private Equity Fund | $0.0M | $0.0M | 5 |
| SG DSG-A INVESTMENT, LLC | Private Equity Fund | $0.0M | $0.0M | 7 |
| SG JSI INVESTMENT, LLC | Private Equity Fund | $0.1M | $0.0M | 8 |
| SG MOJO INVESTMENT, LLC | Private Equity Fund | $17.7M | $0.0M | 9 |
| SG PROTEAN INVESTMENT, LLC | Private Equity Fund | $0.8M | $0.0M | 8 |
| SG SPOTLIGHT INVESTMENT, LLC | Private Equity Fund | $14.6M | $0.0M | 5 |
| SG TCC INVESTMENT, LLC | Private Equity Fund | $0.0M | $0.0M | 10 |
| SG VECTOR INVESTMENT, LLC | Private Equity Fund | $28.3M | $0.0M | 9 |
| STONE-GOFF PARTNERS II CF, LP | Private Equity Fund | $170.1M | $0.0M | 25 |
| STONE-GOFF PARTNERS II, LP | Private Equity Fund | $1.3M | $0.5M | 47 |
| STONE-GOFF PARTNERS III, LP | Private Equity Fund | $51.1M | $1.0M | 26 |
| STONE-GOFF PARTNERS IV FTE, LP | Private Equity Fund | $21.7M | $2.5M | 5 |
| STONE-GOFF PARTNERS IV, LP | Private Equity Fund | $156.1M | $2.5M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Kuchova, Eric, Randall | Individual | – | CHIEF FINANCIAL OFFICER | 11/2023 | < 5% |
| CRAVEN, HANNAH, STONE | Individual | – | MANAGER AND MEMBER | 09/2015 | 50-75% |
| GOFF, LAURENS, MCABE | Individual | – | MANAGER AND MEMBER | 09/2015 | 50-75% |
| Warnetski, Patricia, Anne | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 01/2020 | < 5% |