CURIAM CAPITAL LLC
Adviser information for CURIAM CAPITAL LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesMONTHLY MANAGEMENT FEE |
Identifiers
| SEC RIA File Number | 801-121956 |
|---|---|
| SEC ERA File Number | 801-121956 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305220 |
| Legal Entity Identifier | None |
Principal Office
767 FIFTH AVENUE, 9TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-446-2990, Fax: N/A
Chief Compliance Officer
MOLLY L. PEASE
MANAGING DIRECTOR
767 5TH AVE, 9TH FLOOR
NEW YORK
NY
United States
Tel:
646-446-2993
M**********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CURIAM INVESTMENTS 2 LLC | Hedge Fund | $407.6M | $0.1M | 3 |
| CURIAM INVESTMENTS 3 LLC | Hedge Fund | $725.3M | $0.1M | 3 |
| CURIAM INVESTMENTS 4 LLC | Hedge Fund | $27.3M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pease, Molly, Lehr | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| Cyrulnik, Owen, Lapidus | Individual | – | MANAGING PRINCIPAL | 01/2018 | 50-75% |
| Misra, Anup, Kumar | Individual | – | DIRECTOR | 12/2018 | < 5% |
| Bernstein, Lauren, Margo | Individual | – | DIRECTOR | 03/2019 | < 5% |
| GROBERG, ERIC, LAURENCE | Individual | – | DIRECTOR OF FINANCE | 04/2019 | < 5% |
| Wallin, Joseph, Ross | Individual | – | MANAGING PRINCIPAL | 01/2018 | 50-75% |