ASCEND PARTNERS
ASCEND CAPITAL PARTNERS MANAGER, L.P. Legal Name
Adviser information for ASCEND PARTNERS last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 7 | $957.1M |
| Total | 7 | $957.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $957.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121969 |
|---|---|
| SEC ERA File Number | 801-121969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310515 |
| Legal Entity Identifier | None |
Principal Office
300 PARK AVENUE, SUITE 2501NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-689-2100, Fax: None
Chief Compliance Officer
DUWAIN ROBINSON
CHIEF COMPLIANCE OFFICER
300 PARK AVENUE, SUITE 2501
NEW YORK
NY
United States
Tel:
646-315-2726
D*****@*****************M
(Full email address available in API data)
Regulatory Contact
BONNIE LANCE
HEAD OF FUND ADMINISTRATION
300 PARK AVENUE, SUITE 2501
NEW YORK
NY
United States
Tel:
631 806 7234
B*****@*****************M
(Full email address available in API data)
Industry Affiliates
| ASCEND CAPITAL PARTNERS FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCEND CAPITAL PARTNERS CO-INVEST (BLOCKER), L.P. | Private Equity Fund | $102.7M | $0.1M | 6 |
| ASCEND CAPITAL PARTNERS CO-INVEST, L.P. | Private Equity Fund | $19.2M | $0.1M | 5 |
| ASCEND CAPITAL PARTNERS FUND I-A, L.P. | Private Equity Fund | $356.3M | $0.1M | 18 |
| ASCEND CAPITAL PARTNERS FUND I-FF, L.P. | Private Equity Fund | $43.2M | $0.1M | 58 |
| ASCEND CAPITAL PARTNERS FUND I, L.P. | Private Equity Fund | $197.7M | $0.1M | 9 |
| ASCEND SMG COINVEST 1, L.P. | Private Equity Fund | $175.4M | $0.1M | 29 |
| ASCEND SMG COINVEST 2, L.P. | Private Equity Fund | $62.7M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANCE, BONNIE, MARIE | Individual | – | HEAD OF FUND ADMINISTRATION | 08/2020 | < 5% |
| HWANG, INSEON | Individual | – | MANAGING PARTNER OF THE FILING ADVISER | 04/2020 | 50-75% |
| PARK, RICHARD | Individual | – | MANAGING PARTNER OF THE FILING ADVISER | 04/2020 | 50-75% |
| ROBINSON, DUWAIN, ALESTER | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |