CATALIO CAPITAL MANAGEMENT, LP
Adviser information for CATALIO CAPITAL MANAGEMENT, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
512 W. 22ND STREET5TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 410-989-6168, Fax: None
Chief Compliance Officer
OLGA MALTSEVA
HEAD OF OPERATIONS
512 W. 22ND STREET
5TH FLOOR
NEW YORK
NY
United States
Tel:
410-989-6168
O********@*****************M
(Full email address available in API data)
Regulatory Contact
R. JACOB VOGELSTEIN
MANAGING PARTNER
512 W. 22ND STREET
5TH FLOOR
NEW YORK
NY
United States
Tel:
410-989-6168
R**@*****************M
(Full email address available in API data)
Industry Affiliates
| CATALIO ACCESS MANAGER I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO GENESIS MANAGER I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO NEXUS GP I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO NEXUS GP II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO NEXUS GP III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO NEXUS GP IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO PUBLIC EQUITIES FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO SPECIAL OPPORTUNITIES MANAGER I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CATALIO STRUCTURED OPPORTUNITIES FUND I GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATALIO ACCESS FUND I, LLC | Venture Capital Fund | $5.3M | $0.3M | 44 |
| CATALIO ACCESS FUND V, LLC | Venture Capital Fund | $15.5M | $0.3M | 60 |
| CATALIO ACCESS FUND VI, LLC | Venture Capital Fund | $8.3M | $0.3M | 36 |
| CATALIO GENESIS FUND I, LLC | Venture Capital Fund | $46.8M | $0.5M | 54 |
| CATALIO GENESIS FUND II, LLC | Venture Capital Fund | $43.4M | $0.3M | 100 |
| CATALIO GENESIS FUND III, LLC | Venture Capital Fund | $35.8M | $0.3M | 77 |
| CATALIO GENESIS FUND IV, LLC | Venture Capital Fund | $11.3M | $0.3M | 51 |
| CATALIO NEXUS FUND I, LP | Venture Capital Fund | $9.3M | $0.3M | 58 |
| CATALIO NEXUS FUND II, LP | Private Equity Fund | $87.9M | $0.5M | 151 |
| CATALIO NEXUS FUND III, LP | Private Equity Fund | $365.0M | $0.5M | 327 |
| CATALIO NEXUS FUND IV, LP | Private Equity Fund | $191.2M | $1.0M | 166 |
| CATALIO PUBLIC EQUITIES MASTER FUND, LP | Hedge Fund | $109.0M | $1.0M | 59 |
| CATALIO SPECIAL OPPORTUNITIES FUND I, LLC | Venture Capital Fund | $0.7M | $0.3M | 5 |
| CATALIO STRUCTURED OPPORTUNITIES AIV I LP | STRUCTURED CREDIT | $30.7M | $1.0M | 80 |
| CATALIO STRUCTURED OPPORTUNITIES FUND I LP | PRIVATE CREDIT | $54.5M | $1.0M | 83 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETROCHEILOS, GEORGIOS, NMN | Individual | CATALIO CAPITAL GP, LLC | MEMBER | 06/2020 | 50-75% |
| CATALIO CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2020 | < 5% |
| MALTSEVA, OLGA, EDUARDOVNA | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS | 06/2021 | < 5% |
| STONEBIRD PARTNERS, LP | Domestic Entity | – | LIMITED PARTNER | 01/2023 | 50-75% |
| VOGELSTEIN, RACHEL, JACOB | Individual | CATALIO CAPITAL GP, LLC | MEMBER | 06/2020 | 50-75% |
| PETROCHEILOS, GEORGIOS, NMN | Individual | STONEBIRD PARTNERS, LP | MEMBER | 01/2023 | 50-75% |
| VOGELSTEIN, RACHEL, JACOB | Individual | STONEBIRD PARTNERS, LP | MEMBER | 01/2023 | 50-75% |
| KKR CATALINA HOLDINGS L.P. | Domestic Entity | – | LIMITED PARTNER | 10/2023 | 25-50% |
| KKR GROUP ASSETS GP II LLC | Domestic Entity | KKR GROUP ASSETS HOLDINGS II L.P. | GENERAL PARTNER | 10/2023 | |
| KKR CATALINA GP LLC | Domestic Entity | KKR CATALINA HOLDINGS L.P. | GENERAL PARTNER | 10/2023 | |
| KKR GROUP ASSETS HOLDINGS II L.P. | Domestic Entity | KKR CATALINA HOLDINGS L.P. | LIMITED PARTNER | 10/2023 | > 75% |
| KKR GROUP ASSETS HOLDINGS II L.P. | Domestic Entity | KKR CATALINA GP LLC | SOLE MEMBER | 10/2023 | > 75% |
| KKR GROUP PARTNERSHIP L.P. | Foreign Entity | KKR GROUP ASSETS HOLDINGS II L.P. | LIMITED PARTNER | 10/2023 | > 75% |
| KKR GROUP PARTNERSHIP L.P. | Foreign Entity | KKR GROUP ASSETS GP II LLC | SOLE MEMBER | 10/2023 | > 75% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | GENERAL PARTNER | 10/2023 | |
| KKR GROUP HOLDINGS L.P. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | LIMITED PARTNER | 10/2023 | 25-50% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP HOLDINGS L.P. | GENERAL PARTNER | 10/2023 | |
| KKR GROUP CO. INC. | Domestic Entity | KKR GROUP HOLDINGS L.P. | LIMITED PARTNER | 10/2023 | > 75% |
| KKR GROUP CO. INC. | Domestic Entity | KKR GROUP HOLDINGS CORP. | SHAREHOLDER | 10/2023 | > 75% |
| KKR & CO. INC. | Domestic Entity | KKR GROUP CO. INC. | SHAREHOLDER | 10/2023 | > 75% |