ALLY BRIDGE GROUP (NY) LLC
Adviser information for ALLY BRIDGE GROUP (NY) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $226.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $226.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $226.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
430 PARK AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 646-829-9373, Fax: None
Chief Compliance Officer
MICHAEL BENDETSON
COO, HEAD OF LEGAL & CHIEF COMPLIANCE OFFICER
430 PARK AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
646-809-3771
M****************@**************M
(Full email address available in API data)
Industry Affiliates
| ABG CAPITAL PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABG INNOVATION CAPITAL PARTNERS III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABG MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABG-WTT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| ALLY BRIDGE GROUP (HK) LIMITED | Other investment adviser, including financial planners |
| ALLY BRIDGE GROUP (PE) LLC | Other investment adviser, including financial planners |
| ALLY BRIDGE GROUP FLAGSHIP CAPITAL PARTNERS L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALLY BRIDGE MEDALPHA GENERAL PARTNER L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALLY BRIDGE MEDALPHA MANAGEMENT L.P. | Other investment adviser, including financial planners |
| ALLY-V LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| THEMES INVESTMENT PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TIM INTERNATIONAL HOLDINGS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLY BRIDGE MEDALPHA INTERNATIONAL FUND LIMITED | Hedge Fund | $107.4M | $5.0M | 21 |
| ALLY BRIDGE MEDALPHA MASTER FUND L.P. | Hedge Fund | $226.1M | $0.1M | 31 |
| ALLY BRIDGE MEDALPHA US FUND L.P. | Hedge Fund | $2.0M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABG MANAGEMENT LTD | Foreign Entity | – | SHAREHOLDER | 03/2017 | > 75% |
| YU, FAN | Individual | ABG MANAGEMENT LTD | SHAREHOLDER AND DIRECTOR | 06/2013 | > 75% |
| BENDETSON, MICHAEL, NOVICK | Individual | – | COO, HEAD OF LEGAL & CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| ALEX, SLANIX PAUL, T | Individual | – | PRESIDENT & PORTFOLIO MANAGER | 01/2023 | < 5% |
| CORB, KEVIN, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALUMIS INC | COM | 8M | 619K | – |
| AVADEL PHARMACEUTICALS PLC | COM SHS | 6M | 430K | – |
| BLACK DIAMOND THERAPEUTICS I | COM | 4M | 835K | – |
| BLUEPRINT MEDICINES CORP | COM | 8M | 76K | – |
| CG ONCOLOGY INC | COM | 6M | 175K | – |
| CONTEXT THERAPEUTICS INC | COM | 4M | 2M | – |
| DAY ONE BIOPHARMACEUTICALS I | COM | 7M | 536K | – |
| DISC MEDICINE INC | COM | 8M | 167K | – |
| ELIEM THERAPEUTICS INC | COM | 4M | 500K | – |
| GERON CORP | COM | 12M | 3M | – |
| INSMED INC | COM PAR $.01 | 9M | 129K | – |
| JASPER THERAPEUTICS INC | COM NEW | 5M | 219K | – |
| KURA ONCOLOGY INC | COM | 6M | 307K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 9M | 195K | – |
| LONGBOARD PHARMACEUTICALS IN | COM | 6M | 219K | – |
| MERUS N V | COM | 10M | 175K | – |
| MIND MEDICINE MINDMED INC | COM NEW | 7M | 965K | – |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 4M | 396K | – |
| PRAXIS PRECISION MEDICINES I | COM NEW | 6M | 153K | – |
| PROMIS NEUROSCIENCES INC | COM NEW | 2M | 1M | – |
| SAREPTA THERAPEUTICS INC | COM | 12M | 74K | – |
| SOLENO THERAPEUTICS INC | COM | 12M | 286K | – |
| TREVI THERAPEUTICS INC | COM | 4M | 1M | – |
| TYRA BIOSCIENCES INC | COM | 4M | 265K | – |
| XENON PHARMACEUTICALS INC | COM | 7M | 169K | – |