BRANDYWINE ASSET MANAGEMENT

BRANDYWINE ASSET MANAGEMENT, INC Legal Name

Adviser information for BRANDYWINE ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 14 $63.0M
Non-Discretionary 1 $100.0M
Total 15 $163.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $100.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $63.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-121987
SEC ERA File Number 801-121987
SEC CIK Numbers 801121987
SEC CRD Numbers 307564
Legal Entity Identifier 254900C5JJ89NPBNLC56

Principal Office

THE MILL, 381 BRINTON LAKE ROAD
SUITE 5
THORNTON
PA
United States
Monday - Friday, 09:00-17:00
Tel: 610-361-1000, Fax: None

Chief Compliance Officer

MICHAEL P. DEVER
CEO & PRINCIPAL
381 BRINTON LAKE ROAD
SUITE 5
THORNTON
PA
United States
Tel: 610-361-1000
(Full email address available in API data)

Regulatory Contact

ROBERT PROCTOR
PRINCIPAL
381 BRINTON LAKE ROAD
SUITE 5
THORNTON
PA
United States
Tel: 610-361-1000
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEVER, MICHAEL, PAUL Individual CHIEF COMPLIANCE OFFICER & CEO 09/1982 > 75%
PROCTOR, ROBERT, BRUCE Individual PRINCIPAL 01/2021 10-25%

No. Employees, Historic

1050202120222023202420252 on 6/30/20212 on 7/8/20212 on 7/15/20212 on 10/22/20212 on 3/15/20222 on 3/6/20232 on 3/29/2024

RAUM, Historic

200M100M0202120222023202420253000000 on 6/30/20213000000 on 7/8/20213000000 on 7/15/2021120000000 on 10/22/2021120000000 on 3/15/2022115000000 on 3/6/2023163000000 on 3/29/2024

No. Clients, Historic

1050202120222023202420251 on 6/30/20211 on 7/8/20211 on 7/15/20211 on 10/22/20214 on 3/15/20224 on 3/6/20232 on 3/29/2024