ALLY BRIDGE GROUP (PE) LLC
Adviser information for ALLY BRIDGE GROUP (PE) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $1.1B |
| Total | 14 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121989 |
|---|---|
| SEC ERA File Number | 801-121989 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315273 |
| Legal Entity Identifier | None |
Principal Office
430 PARK AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6:00 PM
Tel: 646-829-9676, Fax: None
Chief Compliance Officer
ZEYUN CAI
SUITES 2128 & 2153, LEVEL 21, NEW WORLD TOWER
16-18 QUEEN'S ROAD CENTRAL, CENTRAL
HONG KONG
Hong Kong
Tel:
852-3121-9666
Fax:
852-2562-2026
F********@**************M
(Full email address available in API data)
Industry Affiliates
| ABG ACQUISITION HOLDINGS I LLC | Sponsor or syndicator of limited partnerships |
| ABG CAPITAL PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABG GLOBAL LIFE SCIENCE CAPITAL PARTNERS V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ABG INNOVATION CAPITAL PARTNERS III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ABG-WTT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| ALLY BRIDGE GROUP (HK) LIMITED | Other investment adviser, including financial planners |
| ALLY BRIDGE GROUP (NY) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALLY BRIDGE GROUP FLAGSHIP CAPITAL PARTNERS L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALLY BRIDGE MEDALPHA GENERAL PARTNER L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALLY BRIDGE MEDALPHA MANAGEMENT L.P. | Other investment adviser, including financial planners |
| ALLY-V LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| N: ABG MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THEMES INVESTMENT PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TIM INTERNATIONAL HOLDINGS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLY BRIDGE GROUP (ABG) | Private Equity Fund | $2.7M | $0.0M | 14 |
| ALLY BRIDGE GROUP CAPITAL PARTNERS II, L.P. | Private Equity Fund | $153.3M | $1.0M | 12 |
| ALLY BRIDGE GROUP GLOBAL LIFE SCIENCE CAPITAL PARTNERS V, L.P. | Private Equity Fund | $138.2M | $10.0M | 13 |
| ALLY BRIDGE GROUP INNOVATION CAPITAL PARTNERS III, L.P. | Private Equity Fund | $15.6M | $1.0M | 12 |
| ALLY BRIDGE GROUP-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS, L.P. | Private Equity Fund | $640.7M | $0.1M | 77 |
| THEMES INVESTMENT PARTNERS II, L.P. | Private Equity Fund | $3.2M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YU, FAN, NMN | Individual | – | DIRECTOR OF SHAREHOLDER | 01/2021 | > 75% |
| ABG MANAGEMENT LTD | Foreign Entity | – | SHAREHOLDER | 01/2021 | > 75% |
| WONG, Chun Lok | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| YU, FAN, NMN | Individual | ABG MANAGEMENT LTD | SOLE SHAREHOLDER AND DIRECTOR | 06/2013 | > 75% |
| CAI, ZEYUN, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |