MAXELE ADVISORS, LLC
Adviser information for MAXELE ADVISORS, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 573 | $153.7M |
| Non-Discretionary | 0 | $0 |
| Total | 573 | $153.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $46.7M |
| HNW Individuals | 55 | $107.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $49,436 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121992 |
|---|---|
| SEC ERA File Number | 801-121992 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165129 |
| Legal Entity Identifier | None |
Principal Office
20 ALLEN AVENUESUITE 330
WEBSTER GROVES
MO
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 314-961-1850, Fax: 314-961-1171
Websites
Chief Compliance Officer
STEPHEN M. ERKEN
MANAGING MEMBER
20 ALLEN AVENUE
SUITE 330
WEBSTER GROVES
MO
United States
Tel:
314-961-1850
Fax:
314-961-1171
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERKEN, STEPHEN, M | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 02/2013 | > 75% |