BCI SECURITIES, INC.
Adviser information for BCI SECURITIES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 65 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 51 |
| Registered State Investment Advisers | 27 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 188 | $219.4M |
| Non-Discretionary | 339 | $101.6M |
| Total | 527 | $321.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 361 | $72.1M |
| HNW Individuals | 28 | $50.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 138 | $198.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 219.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BCI SECURITIES | BCI SECURITIES, INC. |
Principal Office
1450 BRICKELL AVENUESUITE 2850
MIAMI
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 305-929-5500, Fax: 786-294-6593
Websites
Chief Compliance Officer
MARIA CAROLINA RIVAS
AML COMPLIANCE OFFICER
1450 BRICKELL AVENUE
SUITE 2850
MIAMI
FL
United States
Tel:
305-929-5506
Fax:
786-294-6593
C*****@****************M
(Full email address available in API data)
Regulatory Contact
CARLOS MARTIN-DONADIO
CHIEF EXECUTIVE OFFICER
1450 BRICKELL AVENUE
SUITE 2850
MIAMI
FL
United States
Tel:
305-929-5502
Fax:
786-294-6593
C******@****************M
(Full email address available in API data)
Industry Affiliates
| BANCO DE CR�DITO E INVERSIONES, S.A. | Banking or thrift institution |
| BCI ASSET MANAGEMENT ADMINISTRADORA GENERAL DE FONDOS S.A. | Other investment adviser, including financial planners |
| BCI CORREDOR DE BOLSA S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BCI CORREDORES DE SEGURO S.A. | Insurance company or agency |
| CITY NATIONAL BANK OF FLORIDA | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YARUR REY, LUIS ENRIQUE | Individual | EMPRESAS JUAN YARUR SPA | SHAREHOLDER | 11/2007 | 25-50% |
| VEGA, MARIA GRISEL | Individual | – | DIRECTOR | 07/2011 | < 5% |
| BANCO DE CREDITO E INVERSIONES, S.A. | Foreign Entity | – | SHAREHOLDER | 07/2011 | > 75% |
| EMPRESAS JUAN YARUR SPA | Foreign Entity | BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | 12/1996 | 50-75% |
| SEGUNDO, JUAN ALBERTO | Individual | – | DIRECTOR | 06/2014 | < 5% |
| MARTINEZ-LEJARZA, JUAN CARLOS | Individual | – | DIRECTOR | 07/2014 | < 5% |
| RIVAS LIENDO, MARIA CAROLINA | Individual | – | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | 05/2015 | < 5% |
| FOXX, TERESA PENNET | Individual | – | DIRECTOR | 10/2020 | < 5% |
| GARCIA NIETO, FRANCISCO JAVIER | Individual | – | DIRECTOR OF SALES | 05/2016 | < 5% |
| MARTIN-DONADIO, CARLOS | Individual | – | CEO/DIRECTOR | 09/2023 | < 5% |
| NODAR, MARIA EUGENIA | Individual | – | FINOP/PFO | 01/2024 | < 5% |