OPTIMIZE ADVISORS LLC
Adviser information for OPTIMIZE ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $581,110 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $581,110 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $581,110 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsAD-HOC PORTFOLIO OR COMPLEX TRADE CONSULTING/ANALYSIS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121998 |
|---|---|
| SEC ERA File Number | 801-121998 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315717 |
| Legal Entity Identifier | None |
Principal Office
112 W 34TH STREET18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 347-878-7930, Fax: N/A
Chief Compliance Officer
GIDEON AGAR
112 W 34TH STREET
18TH FLOOR
NEW YORK
NY
United States
Tel:
(978) 549-7283
Fax:
N/A
G*****@*******************M
(Full email address available in API data)
Regulatory Contact
ANDREW JOSEPH DEFEO
MANAGING DIRECTOR AND CHIEF RISK OFFICER
112 W 34TH STREET
NEW YORK
NY
United States
Tel:
347-878-7930
A*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRADELEGS LLC | Domestic Entity | – | PARENT COMPANY | 05/2020 | > 75% |
| DEFEO, ANDREW, JOSEPH | Individual | – | MANAGING DIRECTOR AND CHIEF RISK OFFICER | 05/2020 | < 5% |
| KHOUW, MICHAEL, CHRISTOPHER | Individual | – | CIO | 01/2022 | < 5% |
| Agar, Gideon, Guy | Individual | – | CEO | 01/2022 | < 5% |
| Liatsos, Vassilis | Individual | – | CISO | 01/2022 | < 5% |
| El-Sakout, Hani, Hamdi | Individual | – | CTO | 01/2022 | < 5% |
| Agar, Gideon, Guy | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |