PARVIN ASSET MANAGEMENT, LLC
Adviser information for PARVIN ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | South Dakota, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 290 | $127.2M |
Non-Discretionary | 1 | $2.2M |
Total | 291 | $129.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 48 | $9.4M |
HNW Individuals | 46 | $105.9M |
Banking or thrift institutions | 1 | $2.2M |
Investment companies | 1 | $5.7M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 1 | $1.9M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 2 | $4.3M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsBANK TRUST DEPT. PORTFOLIO CONSULTING, NON-DISCRETIONARY |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-122001 |
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SEC ERA File Number | 801-122001 |
SEC CIK Numbers | None |
SEC CRD Numbers | 315701 |
Legal Entity Identifier | None |
Principal Office
401 E. 8TH STREETSUITE 213A
SIOUX FALLS
SD
United States
BY APPOINTMENT, VARYING
Tel: (610) 806-9001, Fax: 866-670-0972
Websites
Chief Compliance Officer
TODD HAROLD KEATING
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
401 E. 8TH STREET, STE. 213A
SIOUX FALLS
SD
United States
Tel:
610 806-9001
T*******@***********M
(Full email address available in API data)
Regulatory Contact
WANDA M. STEWART
OFFICE MANAGER
401 E. 8TH STREET, STE. 213 A
SIOUX FALLS
SD
United States
Tel:
610 806-9001
W*******@***********M
(Full email address available in API data)
Industry Affiliates
PARVIN FUND MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMITH, JAMES, STEVEN | Individual | – | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | 06/2021 | > 75% |
KEATING, TODD, HAROLD | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |