Hedge Fund Database

PINNACLE WEALTH MANAGEMENT, LLC

Adviser information for PINNACLE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 708 $159.1M
Non-Discretionary 0 $0
Total 708 $159.1M

Clients

Type Number RAUM
Individuals 403 $96.4M
HNW Individuals 47 $62.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-122002
SEC ERA File Number 801-122002
SEC CIK Numbers 1911464
SEC CRD Numbers 315578
Legal Entity Identifier None

Principal Office

2999 DOUGLAS BLVD
SUITE 180
ROSEVILLE
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 916-772-0807, Fax: None

Websites

www.pinnacle-mgmt.com www.facebook.com/pinnacle.wealth.mgmt.llc/ www.twitter.com/kenyonlederer www.linkedin.com/in/kenyon-lederer-cfp-chfc-cfs-5796074/

Chief Compliance Officer

KENYON LEDERER
CHIEF INVESTMENT OFFICER
714 CHUKAR AVE
DRIGGS
ID
United States
Tel: (916) 772-0807
Fax: (916) 772-0809
(Full email address available in API data)

Regulatory Contact

AGNES RAMIREZ
DIRECTOR OF CLIENT SERVICES
2999 DOUGLAS BLVD
SUITE 180
ROSEVILLE
CA
United States
Tel: 916-772-0807
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PINNACLE ASSET MANAGEMENT, INC. Domestic Entity – OWNER 07/2021 50-75%
ZBORALSKE INVESTMENT MANAGEMENT, INC. Domestic Entity – OWNER 07/2021 50-75%
LEDERER, KENYON, LLOYD Individual – PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER 07/2021 < 5%
LEDERER, KENYON, LLOYD Individual PINNACLE ASSET MANAGEMENT, INC. MANAGING MEMBER, CHIEF INVESTMENT OFFICER 07/2021 > 75%
ZBORALSKE, JACK, RICHARD Individual ZBORALSKE INVESTMENT MANAGEMENT, INC. MANAGING MEMBER 07/2021 > 75%

No. Employees, Historic

1050202120222023202420256 on 7/1/20216 on 7/21/20216 on 8/30/20216 on 9/22/20214 on 3/9/20224 on 3/10/20224 on 2/14/20234 on 3/5/20244 on 3/28/2024

RAUM, Historic

200M100M0202120222023202420250 on 7/1/20210 on 7/21/20210 on 8/30/2021153100000 on 9/22/2021159202231 on 3/9/2022159202231 on 3/10/2022141798255 on 2/14/2023159061764 on 3/5/2024159061764 on 3/28/2024

No. Clients, Historic

5002500202120222023202420250 on 7/1/20210 on 7/21/20210 on 8/30/2021453 on 9/22/2021452 on 3/9/2022452 on 3/10/2022456 on 2/14/2023450 on 3/5/2024450 on 3/28/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 3M 18K –
ALPHABET INC CAP STK CL C 4M 20K –
AMAZON COM INC COM 4M 19K –
AMERICAN EXPRESS CO COM 2M 9K –
APPLE INC COM 2M 11K –
ARISTA NETWORKS INC COM 4M 11K –
AXON ENTERPRISE INC COM 922K 3K –
BNY MELLON ETF TRUST US LRG CP CORE 604K 6K –
CADENCE DESIGN SYSTEM INC COM 2M 6K –
CATERPILLAR INC COM 2M 7K –
CONOCOPHILLIPS COM 760K 7K –
COSTCO WHSL CORP NEW COM 801K 942 –
CROWDSTRIKE HLDGS INC CL A 2M 6K –
DECKERS OUTDOOR CORP COM 2M 2K –
DIAMONDBACK ENERGY INC COM 758K 4K –
EAGLE MATLS INC COM 1M 6K –
EOG RES INC COM 733K 6K –
HCI GROUP INC COM 1M 14K –
INSTALLED BLDG PRODS INC COM 2M 7K –
INTUITIVE SURGICAL INC COM NEW 3M 7K –
JPMORGAN CHASE & CO. COM 2M 10K –
KLA CORP COM NEW 3M 3K –
MARATHON PETE CORP COM 2M 12K –
META PLATFORMS INC CL A 4M 8K –
MICROSOFT CORP COM 3M 7K –
NETFLIX INC COM 2M 3K –
NVIDIA CORPORATION COM 6M 50K –
PALO ALTO NETWORKS INC COM 3M 8K –
PIMCO ETF TR MULTISECTOR BD 338K 13K –
REX AMERICAN RES CORP COM 1M 28K –
SALESFORCE INC COM 3M 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 219K 7K –
SCHWAB STRATEGIC TR US SML CAP ETF 348K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 217K 957 –
SERVICENOW INC COM 2M 2K –
SUPER MICRO COMPUTER INC COM 2M 3K –
T ROWE PRICE ETF INC CAP APPRECIATION 523K 17K –
TESLA INC COM 2M 10K –
TOPBUILD CORP COM 1M 4K –
TRANSDIGM GROUP INC COM 2M 2K –
ZSCALER INC COM 1M 7K –