COSTELLO FINANCIAL PLANNING, INC.
Adviser information for COSTELLO FINANCIAL PLANNING, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 398 | $118.8M |
| Non-Discretionary | 58 | $21.0M |
| Total | 456 | $139.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $25.5M |
| HNW Individuals | 42 | $94.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $18.0M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firmFINANCIAL PLANNING |
Identifiers
| SEC RIA File Number | 801-122006 |
|---|---|
| SEC ERA File Number | 801-122006 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175295 |
| Legal Entity Identifier | None |
Principal Office
1202 E CLARENDON STARLINGTON HEIGHTS
IL
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 847-508-6999, Fax: None
Chief Compliance Officer
PAUL COSTELLO
PARTNER
1202 E CLARENDON ST
ARLINGTON HEIGHTS
IL
United States
Tel:
847-894-2067
P***@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT COSTELLO
FOUNDER
61115 MINARET CIRCLE
BEND
OR
United States
Tel:
847-508-6999
R**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSTELLO, ROBERT, FRANCIS | Individual | – | PRINCIPAL | 03/2015 | 50-75% |
| Costello, Paul, Desmond | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 03/2019 | 25-50% |