POINTOAK RETIREMENT ADVISORS
POINTOAK RETIREMENT ADVISORS, LLC Legal Name
Adviser information for POINTOAK RETIREMENT ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 72 | $270.9M |
| Non-Discretionary | 0 | $0 |
| Total | 72 | $270.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $5.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 55 | $265.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesCONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122008 |
|---|---|
| SEC ERA File Number | 801-122008 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314866 |
| Legal Entity Identifier | None |
Principal Office
1751 PINNACLE DRSTE 600
MCLEAN
VA
United States
Monday - Friday, 9-5
Tel: 703-595-4444, Fax: None
Chief Compliance Officer
DARSHAN MAKIM
1751 PINNACLE DR
STE 600
MCLEAN
VA
United States
Tel:
703-595-4444
D*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAKIM, DARSHAN, PRAKASH | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 05/2021 | > 75% |