GRUPP FINANCIAL LLC
Adviser information for GRUPP FINANCIAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $81.7M |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $81.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $104,010 |
| HNW Individuals | <5 | $52,057 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 5 | $81.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122012 |
|---|---|
| SEC ERA File Number | 801-122012 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168436 |
| Legal Entity Identifier | None |
Principal Office
1705 HIGH SCHOOL ROADUNIT #140
JACKSON
WY
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 1.307.200.6579, Fax: 1.307.200.6579
Websites
Chief Compliance Officer
MATTHEW GRUPP
CCO
1705 HIGH SCHOOL ROAD
UNIT #140
JACKSON
WY
United States
Tel:
1.307.203.3007
M******@*****************M
(Full email address available in API data)
Industry Affiliates
| THE GRUPP LAW FIRM LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRUPP, MATTHEW, PETER | Individual | GRUPP ORGANIZATION LLC | OWNER | 04/2018 | > 75% |
| GRUPP, MATTHEW, PETER | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 05/2012 | < 5% |
| ESTRADA, MICHAEL, JOHN | Individual | – | DIRECTOR OF PRIVATE CLIENT SERVICES | 05/2012 | < 5% |
| GRUPP ORGANIZATION LLC | Domestic Entity | – | OWNER | 01/2017 | > 75% |