ATWOOD FINANCIAL PLANNING LLC
Adviser information for ATWOOD FINANCIAL PLANNING LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | District of Columbia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 800 | $0 |
| HNW Individuals | 200 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1000 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningEducational seminars/workshopsINVESTMENT ADVICE FOR INDIVIDUALS AND/OR SMALL BUSINESSES |
|---|---|
| Compensation | Hourly chargesFixed fees |
| Other Business Activities | FINANCIAL PLANNING SOFTWARE APP |
Identifiers
| SEC RIA File Number | 801-122029 |
|---|---|
| SEC ERA File Number | 801-122029 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288941 |
| Legal Entity Identifier | None |
Principal Office
2911 33RD PL NWWASHINGTON
DC
United States
Monday - Friday, BY APPOINTMENT
Tel: 202-964-3599, Fax: None
Chief Compliance Officer
LORI ATWOOD GULIN
PRINCIPAL
2911 33RD PLACE NW
WASHINGTON
DC
United States
Tel:
202-964-3599
L***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GULIN, LORI, ATWOOD | Individual | – | PRINCIPAL & CHIEF COMPLIANCE OFFICER | 04/2017 | > 75% |
| Pennington, Elizabeth | Individual | – | SENIOR ASSOCIATE | 12/2021 | 5-10% |