CHARLES CARROLL FINANCIAL PARTNERS, LLC
Adviser information for CHARLES CARROLL FINANCIAL PARTNERS, LLC last updated from Form ADV on May 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $99.2M |
| Non-Discretionary | 1 | $28,000 |
| Total | 111 | $99.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $35.1M |
| HNW Individuals | 8 | $64.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $67,591 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1329 HIGHLAND AVENUENEEDHAM
MA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 855-585-3600, Fax: None
Chief Compliance Officer
CARROLL WILLIAM HAYES, JR.
PRINCIPAL
1329 HIGHLAND AVENUE
NEEDHAM
MA
United States
Tel:
855-585-3600
B*********@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAYES, CARROLL, WILLIAM | Individual | – | PRINCIPAL/CHIEF COMPLIANCE OFFICER | 08/2008 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 6th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 4M | 6K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 10K | – |
| AFFILIATED MANAGERS GROUP IN | COM | 2M | 13K | – |
| ALPHABET INC | CAP STK CL C | 7M | 50K | – |
| AMAZON COM INC | COM | 2M | 12K | – |
| APPLE INC | COM | 10M | 52K | – |
| BANK AMERICA CORP | COM | 2M | 45K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKROCK INC | COM | 7M | 8K | – |
| BOEING CO | COM | 3M | 10K | – |
| BROOKLINE BANCORP INC DEL | COM | 110K | 10K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 409K | 1K | – |
| CHEVRON CORP NEW | COM | 507K | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 8K | – |
| CVS HEALTH CORP | COM | 218K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 786K | 3K | – |
| GLOBAL PARTNERS LP | COM UNITS | 567K | 13K | – |
| HOME DEPOT INC | COM | 295K | 850 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 13K | – |
| INTUIT | COM | 5M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| ISHARES TR | RUSSELL 2000 ETF | 687K | 3K | – |
| JPMORGAN CHASE & CO | COM | 6M | 35K | – |
| META PLATFORMS INC | CL A | 3M | 8K | – |
| MICROSOFT CORP | COM | 7M | 18K | – |
| MONDELEZ INTL INC | CL A | 472K | 7K | – |
| MORGAN STANLEY | COM NEW | 676K | 7K | – |
| NETFLIX INC | COM | 2M | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 395K | 3K | – |
| SALESFORCE INC | COM | 2M | 8K | – |
| SERVICENOW INC | COM | 572K | 810 | – |
| SONY GROUP CORP | SPONSORED ADR | 710K | 8K | – |
| STRYKER CORPORATION | COM | 1M | 5K | – |
| SYSCO CORP | COM | 201K | 3K | – |
| UNITED RENTALS INC | COM | 8M | 14K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| VISA INC | COM CL A | 5M | 18K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 383K | 1K | – |