ACT CAPITAL MANAGEMENT, LLC
Adviser information for ACT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $103.1M |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $103.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $150,982 |
| HNW Individuals | 11 | $14.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $88.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122045 |
|---|---|
| SEC ERA File Number | 801-122045 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307272 |
| Legal Entity Identifier | None |
Principal Office
100 WEST LANCASTER AVENUESUITE 110
WAYNE
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 610-688-2833, Fax: None
Websites
Chief Compliance Officer
FAYTH R. ECKER
FUND ADMINISTRATOR
100 WEST LANCASTER AVENUE
SUITE 110
WAYNE
PA
United States
Tel:
610-688-2833
F****@***********************M
(Full email address available in API data)
Regulatory Contact
AMIR L. ECKER
MANAGING MEMBER
100 WEST LANCASTER AVENUE
SUITE 110
WAYNE
PA
United States
Tel:
610-688-2834
A***@***********************M
(Full email address available in API data)
Industry Affiliates
| ACT CAPITAL L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| AMEN L. ECKER | Sponsor, GP, manager of pooled investment vehicles |
| AMIR L. ECKER | Sponsor, GP, manager of pooled investment vehicles |
| ARAM L. ECKER | Sponsor, GP, manager of pooled investment vehicles |
| MARIA T. ECKER | Sponsor, GP, manager of pooled investment vehicles |
| NARI D. ECKER | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACT CAPITAL PARTNERS, LP | Hedge Fund | $20.8M | $0.3M | 20 |
| GINGKO FUND, LLC | Hedge Fund | $46.1M | $0.0M | 2 |
| THE 21ST CENTURY ECKER FAMILY PARTNERSHIP | Hedge Fund | $1.6M | $0.0M | 16 |
| THE ECKER FAMILY PARTNERSHIP | Hedge Fund | $2.1M | $0.0M | 5 |
| WHITETHORNE FUND, LLC | Hedge Fund | $17.8M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ECKER, AMIR, LEIF | Individual | – | MANAGING MEMBER | 01/2004 | > 75% |
| ECKER, MARIA, TERESA | Individual | – | MEMBER | 01/2020 | 5-10% |
| ECKER, FAYTH, R | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | 5-10% |