DISCIPLINE WEALTH SOLUTIONS, INC.
Adviser information for DISCIPLINE WEALTH SOLUTIONS, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 820 | $93.0M |
| Non-Discretionary | 0 | $0 |
| Total | 820 | $93.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 427 | $84.6M |
| HNW Individuals | 6 | $8.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122049 |
|---|---|
| SEC ERA File Number | 801-122049 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315846 |
| Legal Entity Identifier | None |
Principal Office
15 HALTON GREEN WAYGREENVILLE
SC
United States
Monday - Friday, 9 AM - 5 PM
Tel: 864-322-6046, Fax: 864-322-6048
Chief Compliance Officer
ANTHONY COLANCECCO
15 HALTON GREEN WAY
GREENVILLE
SC
United States
Tel:
864-322-6046
A******@*******************M
(Full email address available in API data)
Regulatory Contact
JAMES BRYAN KEITH BALLENTINE
15 HALTON GREEN WAY
GREENVILLE
SC
United States
Tel:
864-322-6046
B****@*******************M
(Full email address available in API data)
Industry Affiliates
| BALLENTINE CAPITAL ADVISORS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALLENTINE, JAMES, BRYAN KEITH | Individual | – | MANAGING PRINCIPAL | 06/2021 | > 75% |
| Colancecco, Anthony, R | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |