GMG PRIVATE COUNSEL ULC
Adviser information for GMG PRIVATE COUNSEL ULC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 225 | $192.6M |
| Non-Discretionary | 0 | $0 |
| Total | 225 | $192.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $16.0M |
| HNW Individuals | 50 | $160.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $14.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $51,707 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $859,129 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINSURANCE SOLUTIONS, CREDIT AND CASH MANAGEMENT SOLUTIONS |
|---|---|
| Compensation | % of AUMREVENUE SHARING ON INSURANCE, CREDIT, AND CASH SOLUTIONS |
| Other Business Activities | INSURANCE, CREDIT AND CASH MANAGEMENT SOLUTIONS |
Identifiers
| SEC RIA File Number | 801-122050 |
|---|---|
| SEC ERA File Number | 801-122050 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315453 |
| Legal Entity Identifier | 49300010EY9YW5DB844 |
Principal Office
50 BAY STREETSUITE 1444
TORONTO, ONTARIO
Canada
Monday - Friday, 8:30 - 5:00
Tel: 416-861-1998, Fax: 416-861-1914
Websites
focusfinancialpartners.com
ca.linkedin.com/company/gavin-management-group
twitter.com/gavinhockeywlth
www.instagram.com/gavinhockeywealth/
www.linkedin.com/company/2064318/
gavingroup.ca
connectuswealth.com/
www.linkedin.com/company/connectus-wealth-advisers/
twitter.com/nhlfinanceguy
www.tiktok.com/@gavinhockeywealth?_t=8v4nzocqtxy&_r=1
www.youtube.com/channel/uchagzfjlymb6w8k7lqoxatq
Chief Compliance Officer
MATTHEW BACCHIOCHI
50 BAY STREET
SUITE 1444
TORONTO
Canada
Tel:
416-861-1998
M**********@************A
(Full email address available in API data)
Industry Affiliates
| CONNECTUS WEALTH | Other investment adviser, including financial planners |
| FOCUS RISK SOLUTIONS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAVIN SPECIAL OPPORTUNITIES FUND LP | FUND OF FUNDS | $14.9M | $0.3M | 37 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BACCHIOCHI, MATTHEW, THOMAS | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF INVESTMENT OFFICER | 08/2021 | < 5% |
| CONNECTUS CANADA WEALTH MANAGEMENT ULC | Foreign Entity | – | SHAREHOLDER | 08/2021 | > 75% |
| GAVIN, ROBERT, STEWART | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND DIRECTOR | 08/2021 | < 5% |
| FOCUS CANADA HOLDINGS II, LLC | Domestic Entity | CONNECTUS CANADA WEALTH MANAGEMENT ULC | MEMBER (MANAGER) | 05/2021 | > 75% |
| CONNECTUS GROUP, LLC | Domestic Entity | FOCUS CANADA HOLDINGS II, LLC | MEMBER (MANAGER) | 04/2021 | > 75% |
| FOCUS OPERATING, LLC | Domestic Entity | CONNECTUS GROUP, LLC | MEMBER (MANAGER) | 11/2020 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |