FSAM LLC
Adviser information for FSAM LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $19.7M |
| Non-Discretionary | 58 | $52.9M |
| Total | 119 | $72.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $24.1M |
| HNW Individuals | 20 | $48.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122054 |
|---|---|
| SEC ERA File Number | 801-122054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287851 |
| Legal Entity Identifier | None |
Principal Office
1720 WINDWARD CONCOURSESUITE 115
ALPHARETTA
GA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 770-777-9373, Fax: 770-777-9308
Chief Compliance Officer
JOHN HOLMAN
1720 WINDWARD CONCOURSE
SUITE 115
ALPHARETTA
GA
United States
Tel:
770-777-9373
Fax:
770-777-9308
J******@********M
(Full email address available in API data)
Regulatory Contact
VASILEIOS SFYRIS
MANAGING MEMBER
1720 WINDWARD CONCOURSE
SUITE 115
ALPHARETTA
GA
United States
Tel:
770-777-9373
V******@********M
(Full email address available in API data)
Industry Affiliates
| FIRST SOUTHERN, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PHORCYS ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHORCYS CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
| PHORCYS INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
| PHORCYS REAL ESTATE CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRCE MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAWK, WILLIAM, HEATH | Individual | – | PRESIDENT/CEO/MANAGING PARTNER | 02/2017 | 25-50% |
| SFYRIS, VASILEIOS, ALEXIOS | Individual | – | MANAGING PARTNER | 02/2017 | 25-50% |
| EILER, BENJAMIN, THOMAS | Individual | – | MANAGING PARTNER | 02/2017 | 25-50% |
| HOLMAN, JOHN, MICHAEL | Individual | – | CCO | 01/2021 | < 5% |