Hedge Fund Database

CAPITOLIS ADVISORS LLC

Adviser information for CAPITOLIS ADVISORS LLC last updated from Form ADV on June 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End JANUARY
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $30.0M
Non-Discretionary 0 $0
Total 3 $30.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $30.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-122060
SEC ERA File Number 801-122060
SEC CIK Numbers 1858879
SEC CRD Numbers 290462
Legal Entity Identifier 2549003IH3Q9J5CEEF04

Principal Office

11 WEST 42ND STREET
FLOOR 15
NEW YORK
NY
United States
Monday - Friday, 9:30 AM - 5 PM
Tel: 212-388-5204, Fax: None

Chief Compliance Officer

JON BORER
CHIEF COMPLIANCE OFFICER
11 WEST 42ND STREET
FLOOR 15
NEW YORK
NY
United States
Tel: (212) 388-5204
(Full email address available in API data)

Regulatory Contact

LINDSEY BAPTISTE
CHIEF FINANCIAL OFFICER
11 WEST 42ND STREET
FLOOR 15
NEW YORK
NY
United States
(Full email address available in API data)

Industry Affiliates

CAPITOLIS GLOBAL BROKER DEALER LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CAPITOLIS LIQUID GLOBAL MARKETS LLC Registered security-based swap dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
IONIC CAPITAL II TRUST TRUST $0.0M $0.0M 5
IONIC CAPITAL III TRUST TRUST $0.0M $0.0M 5

Control Persons

Name Type Entity Title Since Ownership
CAPITOLIS INC. Domestic Entity – SOLE MEMBER 11/2017 > 75%
Mandelzis, Gil, NMN Individual – CHIEF EXECUTIVE OFFICER 12/2017 < 5%
BAPTISTE, LINDSEY, KATHLEEN Individual – CHIEF FINANCIAL OFFICER 04/2022 < 5%
BORER, JON, A Individual – CHIEF COMPLIANCE OFFICER 06/2023 < 5%

No. Employees, Historic

3015020212022202320240 on 7/12/202130 on 7/12/202130 on 7/15/202130 on 8/16/202123 on 4/29/202223 on 7/25/202223 on 12/1/202223 on 3/21/202320 on 5/1/202320 on 6/12/2023

RAUM, Historic

20B10B020212022202320248748363006 on 7/12/20218748363006 on 7/15/20218748363006 on 8/16/202112817984625 on 4/29/202212817984625 on 7/25/202212817984625 on 12/1/202212817984625 on 3/21/202330000000 on 5/1/202330000000 on 6/12/2023

No. Clients, Historic

105020212022202320240 on 7/12/20212 on 7/12/20212 on 7/15/20212 on 8/16/20212 on 4/29/20222 on 7/25/20222 on 12/1/20222 on 3/21/20233 on 5/1/20233 on 6/12/2023

Holdings

From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
0 0 0 0 –