CERDA MUNOZ ADVISORS, INC
Adviser information for CERDA MUNOZ ADVISORS, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 300 | $73.4M |
| Non-Discretionary | 508 | $94.4M |
| Total | 808 | $167.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 526 | $119.2M |
| HNW Individuals | 41 | $45.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $2.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | TAX PREPARATION |
Identifiers
| SEC RIA File Number | 801-122069 |
|---|---|
| SEC ERA File Number | 801-122069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170784 |
| Legal Entity Identifier | None |
Principal Office
7720 PAINTER AVESUITE A
WHITTIER
CA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 562-222-4525, Fax: 562-667-2130
Chief Compliance Officer
AARON O MUNOZ
7720 PAINTER AVE
SUITE A
WHITTIER
CA
United States
Tel:
562-222-4525
Fax:
562-667-2130
A****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUNOZ, AARON, OCTAVIO | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 12/2013 | 50-75% |
| CERDA, HILBERTO | Individual | – | CHIEF FINANCIAL OFFICER, SECRETARY | 12/2013 | 50-75% |