WIZEST INC.
Adviser information for WIZEST INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 297 | $25,977 |
| Non-Discretionary | 0 | $0 |
| Total | 297 | $25,977 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $10,933 |
| HNW Individuals | 7 | $15,044 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122077 |
|---|---|
| SEC ERA File Number | 801-122077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315156 |
| Legal Entity Identifier | None |
Principal Office
1688 SHERIDAN ROADSOUTH EUCLID
OH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 617-842-8856, Fax: None
Chief Compliance Officer
PAUL MALLORY
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel:
248-830-3715
W*****@********************T
(Full email address available in API data)
Regulatory Contact
AXEL THIBON
CEO
1688 SHERIDAN ROAD
SOUTH EUCLID
OH
United States
Tel:
617-842-8856
A***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIZEST, INC | Domestic Entity | – | OWNER | 07/2019 | > 75% |
| Thibon, Axel | Individual | WIZEST, INC | CEO AND CCO | 11/2018 | 25-50% |
| Thibon, Axel | Individual | – | CEO | 11/2018 | 25-50% |
| Vallina, Rafael, Alvarex | Individual | – | CHIEF PRODUCT OFFICER | 11/2018 | 10-25% |
| Littlefield, William | Individual | – | CHIEF INFORMATION OFFICER | 03/2023 | 10-25% |
| Gonzalez, Lazaro | Individual | – | CHIEF MARKETING OFFICER | 08/2022 | 10-25% |
| MALLORY, PAUL, M | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| estoque, william | Individual | – | CHIEF TECHNOLOGY OFFICER | 03/2023 | < 5% |