Hedge Fund Database

VANTAGE FINANCIAL PARTNERS, LLC

Adviser information for VANTAGE FINANCIAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,115 $612.1M
Non-Discretionary 0 $0
Total 4,115 $612.1M

Clients

Type Number RAUM
Individuals 1,397 $329.6M
HNW Individuals 203 $279.2M
Banking or thrift institutions 0 $0
Investment companies 1 $172,434
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $253,854
Charitable organizations <5 $1.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $1.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Accountant or accounting firm

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 94.4M
Portfolio Manager to Program Sponsor
VANTAGE FINANCIAL PARTNERS WRAP FEE PROGRAM VANTAGE FINANCIAL PARTNERS, LLC

Identifiers

SEC RIA File Number 801-122083
SEC ERA File Number 801-122083
SEC CIK Numbers 1911766
SEC CRD Numbers 315828
Legal Entity Identifier None

Principal Office

13230 WATERTOWN PLANK ROAD
ELM GROVE
WI
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 262-439-8587, Fax: 262-649-3431

Websites

www.vantagefinancialwi.com www.facebook.com/vantagefinancialwi www.instagram.com/vantage_financial www.collaborativefp.com/

Chief Compliance Officer

MICHELLE MCCARTHY
CHIEF COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5447
(Full email address available in API data)

Regulatory Contact

JESSE NIEDERBAUMER
MANAGING MEMBER
13230 WATERTOWN PLANK ROAD
ELM GROVE
WI
United States
Tel: 262-439-8587
Fax: 262-649-3431
(Full email address available in API data)

Industry Affiliates

VFP TAX SERVICES Accountant or accounting firm
VFP TAX SERVICES Accountant or accounting firm
VFP TAX SERVICES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NIEDERBAUMER, JESSE, ALLEN Individual – MANAGING MEMBER 08/2021 25-50%
MEYER, ANDREW, ALLEN Individual – MANAGING MEMBER 08/2021 10-25%
GARDNER, JEREMY, JAMES Individual – MEMBER 08/2021 < 5%
NIEDERBAUMER, MATTHEW, DAVID Individual – MANAGING MEMBER 08/2021 10-25%
MCCARTHY, MICHELLE, ANNE Individual – CHIEF COMPLIANCE OFFICER 12/2022 < 5%

No. Employees, Historic

30150202120222023202420251 on 7/14/20215 on 8/18/20215 on 12/2/202118 on 3/18/202218 on 1/6/202320 on 2/23/202320 on 3/2/202320 on 3/22/202320 on 3/29/202320 on 8/8/202320 on 8/10/202322 on 3/27/202422 on 3/28/2024

RAUM, Historic

700M350M0202120222023202420250 on 7/14/20210 on 8/18/2021340000000 on 12/2/2021349000000 on 3/18/2022349000000 on 1/6/2023431280000 on 2/23/2023431280000 on 3/2/2023431280000 on 3/22/2023431280000 on 3/29/2023431280000 on 8/8/2023431280000 on 8/10/2023612105943 on 3/27/2024612105943 on 3/28/2024

No. Clients, Historic

2,0001,0000202120222023202420250 on 7/14/20210 on 8/18/20211475 on 12/2/20211270 on 3/18/20221270 on 1/6/20231290 on 2/23/20231290 on 3/2/20231290 on 3/22/20231290 on 3/29/20231290 on 8/8/20231290 on 8/10/20231610 on 3/27/20241610 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 51M 434K –
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 36M 368K –
ISHARES CORE S&P MID-CAP ETF ETF 24M 410K –
ISHARES CORE S&P SMALL CAP ETF ETF 22M 204K –
ISHARES CORE S&P 500 ETF ETF 21M 39K –
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 18M 265K –
INVESCO QQQ TRUST SERIES I ETF 15M 31K –
ISHARES CORE S&P U.S. GROWTH ETF ETF 14M 107K –
SCHWAB U.S. LARGE-CAP ETF ETF 14M 212K –
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF ETF 13M 324K –
SCHWAB U.S. MID-CAP ETF ETF 12M 149K –
SCHWAB US AGGREGATE BOND ETF ETF 10M 214K –
ISHARES RUSSELL TOP 200 GROWTH ETF ETF 9M 40K –
ISHARES LARGE CAP DEEP BUFFER ETF ETF 8M 295K –
ISHARES U.S. TREASURY BOND ETF ETF 7M 322K –
VANGUARD S&P 500 ETF ETF 6M 13K –
ISHARES CORE S&P US VALUE ETF ETF 5M 61K –
ISHARES CORE 1-5 YEAR USD BOND ETF ETF 5M 105K –
ISHARES 20 YEAR TREASURY BOND ETF ETF 4M 48K –
APPLE INC COM Stock 4M 18K –
VANGUARD DIVIDEND APPRECIATION ETF ETF 3M 17K –
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 3M 54K –
SCHWAB SHORT-TERM US TREASURY ETF ETF 3M 57K –
SCHWAB INTERNATIONAL EQUITY ETF ETF 3M 67K –
ADVANCED DRAIN SYS INC DEL COM Stock 2M 15K –
VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 2M 29K –
SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 2M 24K –
VANGUARD SMALL-CAP ETF ETF 2M 8K –
VANGUARD GROWTH ETF ETF 2M 5K –
VANGUARD TOTAL STOCK MARKET ETF ETF 2M 6K –
VANGUARD VALUE ETF ETF 2M 9K –
PALANTIR TECHNOLOGIES INC CL A Stock 1M 59K –
ISHARES MBS ETF ETF 1M 16K –
SPDR PORTFOLIO EMERGING MARKETS ETF ETF 1M 37K –
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF ETF 1M 50K –
FIDELITY VALUE FACTOR ETF ETF 1M 23K –
TESLA INC COM Stock 1M 7K –
ISHARES MSCI GLOBAL MIN VOL FACTOR ETF ETF 1M 12K –
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 1M 30K –
CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 1M 15K –
HEALTH CARE SELECT SECTOR SPDR FUND ETF 1M 8K –
CINTAS CORP COM Stock 1M 2K –
UTILITIES SELECT SECTOR SPDR FUND ETF 1M 16K –
MICROSOFT CORP COM Stock 1M 2K –
VANGUARD HIGH DIVIDEND YIELD INDEX ETF ETF 1M 9K –
VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF ETF 986K 17K –
VANGUARD SMALL CAP VALUE ETF ETF 882K 5K –
INNOVATOR U.S. EQUITY BUFFER ETF - DECEMBER ETF 876K 21K –
SPDR GOLD SHARES ETF 867K 4K –
SPDR MSCI EAFE STRATEGICFACTORS ETF ETF 850K 11K –
AMAZON COM INC COM Stock 847K 4K –
ISHARES CORE MSCI EAFE ETF ETF 832K 11K –
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 828K 16K –
ISHARES RUSSELL MID-CAP VALUE ETF ETF 818K 7K –
JPMORGAN CHASE & CO. COM Stock 800K 4K –
VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 745K 15K –
SPDR PORTFOLIO HIGH YIELD BOND ETF ETF 732K 32K –
ALPHABET INC CAP STK CL A Stock 722K 4K –
PROCTER AND GAMBLE CO COM Stock 718K 4K –
INVESCO S&P MIDCAP MOMENTUM ETF ETF 717K 6K –
AT&T INC COM Stock 709K 37K –
ISHARES MSCI EAFE GROWTH ETF ETF 694K 7K –
INNOVATOR EQUITY DEFINED PROTECTION ETF - 2 YR TO JULY 2025 ETF 674K 25K –
INNOVATOR DEFINED WEALTH SHIELD ETF ETF 663K 22K –
VANGUARD MEGA CAP GROWTH ETF ETF 661K 2K –
WEC ENERGY GROUP INC COM Stock 642K 8K –
ISHARES CORE TOTAL USD BOND MARKET ETF ETF 632K 14K –
FAIRLEAD TACTICAL SECTOR ETF ETF 612K 24K –
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 610K 2K –
ISHARES RUSSELL 1000 GROWTH ETF ETF 610K 2K –
INNOVATOR U.S. EQUITY BUFFER ETF - SEPTEMBER ETF 602K 15K –
ELEVANCE HEALTH INC COM Stock 600K 1K –
VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF ETF 596K 9K –
ISHARES EMERGING MARKETS DIVIDEND ETF ETF 580K 21K –
ISHARES CORE HIGH DIVIDEND ETF ETF 569K 5K –
VISA INC COM CL A Stock 568K 2K –
CINCINNATI FINL CORP COM Stock 561K 5K –
VANGUARD MID-CAP ETF ETF 556K 2K –
UNITED BANCORP INC OHIO COM Stock 556K 44K –
ISHARES 1-3 YEAR TREASURY BOND ETF ETF 551K 7K –
NVIDIA CORPORATION COM Stock 541K 4K –
ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 532K 19K –
VERIZON COMMUNICATIONS INC COM Stock 531K 13K –
SPDR S&P 500 ETF TRUST ETF 523K 961 –
INNOVATOR U.S. EQUITY BUFFER ETF - MARCH ETF 499K 12K –
ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 492K 7K –
ISHARES MSCI INTL MOMENTUM FACTOR ETF ETF 477K 12K –
QUANTA SVCS INC COM Stock 472K 2K –
SPDR MSCI USA STRATEGICFACTORS ETF ETF 471K 3K –
ISHARES 10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 463K 9K –
INVESCO S&P MIDCAP 400 REVENUE ETF ETF 459K 4K –
INNOVATOR EQUITY DEFINED PROTECTION ETF - 2 YR TO JANUARY 2026 ETF 459K 18K –
SPDR S&P DIVIDEND ETF ETF 456K 4K –
NEWMONT CORP COM Stock 448K 11K –
SPDR S&P GLOBAL DIVIDEND ETF ETF 432K 7K –
INVESCO S&P SMALLCAP MOMENTUM ETF ETF 389K 6K –
ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 388K 9K –
COSTCO WHSL CORP NEW COM Stock 386K 454 –
VANGUARD INTERMEDIATE-TERM BOND ETF ETF 385K 5K –
ELI LILLY & CO COM Stock 376K 415 –
INNOVATOR U.S. EQUITY BUFFER ETF - JANUARY ETF 374K 8K –
DISNEY WALT CO COM Stock 372K 4K –
INVESCO S&P SMALLCAP 600 REVENUE ETF ETF 353K 9K –
UNITED STATES NATURAL GAS FUND LP ETF 349K 20K –
CONOCOPHILLIPS COM Stock 347K 3K –
VANGUARD SHORT-TERM BOND ETF ETF 344K 4K –
INNOVATOR U.S. EQUITY BUFFER ETF - JULY ETF 335K 8K –
ISHARES CORE 10 YEAR USD BOND ETF ETF 323K 6K –
TJX COS INC NEW COM Stock 323K 3K –
INNOVATOR U.S. EQUITY BUFFER ETF - NOVEMBER ETF 303K 8K –
VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF ETF 302K 13K –
CARNIVAL CORP PAIRED CTF Stock 302K 16K –
INVESCO S&P 500 EQUAL WEIGHT ETF ETF 301K 2K –
ISHARES YIELD OPTIMIZED BOND ETF ETF 300K 14K –
META PLATFORMS INC CL A Stock 300K 595 –
LEIDOS HOLDINGS INC COM Stock 295K 2K –
JOHNSON & JOHNSON COM Stock 295K 2K –
MCDONALDS CORP COM Stock 293K 1K –
ASANA INC CL A Stock 280K 20K –
GUGGENHEIM STRATEGIC OPPORTUN COM SBI CEF 278K 19K –
INTERNATIONAL BUSINESS MACHS COM Stock 271K 2K –
VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 265K 6K –
INNOVATOR U.S. EQUITY 10 BUFFER ETF - QUARTERLY ETF 257K 9K –
FIDELITY NATL INFORMATION SVCS COM Stock 255K 3K –
ISHARES BITCOIN TRUST REGISTERED ETF 253K 7K –
ISHARES MORNINGSTAR U.S. EQUITY ETF ETF 238K 3K –
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 237K 2K –
CORNERSTONE STRATEGIC VALUE FD COM CEF 232K 30K –
DUKE ENERGY CORP NEW COM NEW Stock 231K 2K –
SPDR S&P MIDCAP 400 ETF TRUST ETF 229K 428 –
INVESCO SENIOR LOAN ETF ETF 227K 11K –
ISHARES RUSSELL MIDCAP ETF ETF 223K 3K –
MERCK & CO INC COM Stock 223K 2K –
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 222K 3K –
HUNTINGTON BANCSHARES INC COM Stock 222K 17K –
INNOVATOR U.S. EQUITY BUFFER ETF - AUGUST ETF 219K 5K –
CORNERSTONE TOTAL RETURN FD IN COM CEF 213K 27K –
ISHARES CORE GROWTH ALLOCATION ETF ETF 213K 4K –
INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER ETF 211K 5K –
HONEYWELL INTL INC COM Stock 209K 979 –
ADAM NAT RES FD INC COM CEF 207K 9K –
ALTRIA GROUP INC COM Stock 206K 5K –
ALPHABET INC CAP STK CL C Stock 205K 1K –
ISHARES TIPS BOND ETF ETF 202K 2K –
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT CEF 144K 35K –
GABELLI UTIL TR COM CEF 124K 21K –
GABELLI EQUITY TR INC COM CEF 115K 22K –
CREDIT SUISSE HIGH YIELD BD FD SH BEN INT CEF 64K 32K –
OXFORD LANE CAP CORP COM CEF 57K 11K –
SPHERE 3D CORP NEW COM NEW Stock 19K 18K –
DANIMER SCIENTIFIC INC COM CL A Stock 11K 19K –