TRG INVESTMENT ADVISORS, LLC
Adviser information for TRG INVESTMENT ADVISORS, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 248 | $91.7M |
| Non-Discretionary | 271 | $821.3M |
| Total | 519 | $913.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 156 | $38.3M |
| HNW Individuals | 77 | $81.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 113 | $776.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $11.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesINSTITUTIONAL CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 124.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TRG INVESTMENT ADVISORS LLC WRAP PROGRAM | TRG INVESTMENT ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-122090 |
|---|---|
| SEC ERA File Number | 801-122090 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315629 |
| Legal Entity Identifier | None |
Principal Office
48 HARRIS PLACEBRATTLEBORO
VT
United States
Monday - Friday, 9 AM - 5PM
Tel: 800-222-6016, Fax: 802-254-7114
Chief Compliance Officer
BEN TAGGARD
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
48 HARRIS PLACE
BRATTLEBORO
VT
United States
Tel:
800-222-6016
B*******@*****************M
(Full email address available in API data)
Regulatory Contact
JILL GOLDEN
COMPLIANCE MANAGER & ACCOUNT EXECUTIVE
48 HARRIS PLACE
BRATTLEBORO
VT
United States
Tel:
802-254-6016
J******@****************M
(Full email address available in API data)
Industry Affiliates
| RICHARDS INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAGGARD, BENJAMIN, WALKER | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 07/2021 | < 5% |
| RICHARDS INC. | Domestic Entity | – | OWNER | 07/2021 | > 75% |
| TAGGARD, BENJAMIN, WALKER | Individual | RICHARDS INC. | MEMBER | 07/2021 | |
| RICHARDS, EDWARD, A | Individual | RICHARDS INC. | MEMBER | 07/2021 | 25-50% |
| RICHARDS, PETER, THOMSON | Individual | RICHARDS INC. | MEMBER | 07/2021 | 25-50% |