INVICTUS GLOBAL MANAGEMENT LLC
Adviser information for INVICTUS GLOBAL MANAGEMENT LLC last updated from Form ADV on March 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $155.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $155.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $155.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122104 |
|---|---|
| SEC ERA File Number | 801-122104 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305260 |
| Legal Entity Identifier | None |
Principal Office
310 COMAL BUILDING ASUITE 229
AUSTIN
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 737-666-9395, Fax: None
Websites
Chief Compliance Officer
CINDY CHEN DELANO
PARTNER
310 COMAL BUILDING A
SUITE 229
AUSTIN
TX
United States
Tel:
737-666-9395
C****@**************M
(Full email address available in API data)
Regulatory Contact
AMIT PATEL
MANAGING PARTNER
310 COMAL BUILDING A
SUITE 229
AUSTIN
TX
United States
Tel:
737-666-9394
A***@**************M
(Full email address available in API data)
Industry Affiliates
| INVICTUS SPECIAL SITUATIONS I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVICTUS SPECIAL SITUATIONS MASTER I, LP | Hedge Fund | $99.5M | $5.0M | 136 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATEL, AMIT, P | Individual | – | CHIEF INVESTMENT OFFICER | 09/2019 | 50-75% |
| Delano, Cindy, Chen | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2019 | 50-75% |