MEDICI
C.G. MEDICI & CO. Legal Name
Adviser information for MEDICI last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MEDICI WRAP FEE PROGRAM | MEDICI |
Identifiers
| SEC RIA File Number | 801-122116 |
|---|---|
| SEC ERA File Number | 801-122116 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315941 |
| Legal Entity Identifier | None |
Principal Office
110 SOUTH STATE STREET, SUITE 200NEWTOWN
PA
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 516-721-1580, Fax: N/A
Websites
Chief Compliance Officer
ELIOT CHRISTIAN PUPLETT
CEO & CO-FOUNDER & CHIEF COMPLIANCE OFFICER
110 SOUTH STATE STREET, SUITE 200
NEWTOWN
PA
United States
Tel:
516-721-1580
Fax:
N/A
E**@********I
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Puplett, Eliot, Christian | Individual | – | CHIEF EXECUTIVE OFFICER & CO-FOUNDER & CHIEF COMPLIANCE OFFICER | 11/2020 | 50-75% |
| Radsliff, Elliot, Foster | Individual | – | CTO & CO-FOUNDER | 11/2020 | 25-50% |
| Murray, Megan, Kay | Individual | – | CHIEF FINANCIAL OFFICER | 07/2021 | < 5% |