BELZBERG & CO.
BELZBERG INVESTMENTS LLC Legal Name
Adviser information for BELZBERG & CO. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $707.3M |
| Non-Discretionary | 32 | $768.5M |
| Total | 67 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 32 | $768.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 35 | $707.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY AND MANAGEMENT FEES |
Identifiers
| SEC RIA File Number | 801-122124 |
|---|---|
| SEC ERA File Number | 801-122124 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315114 |
| Legal Entity Identifier | None |
Principal Office
589 FIFTH AVENUESUITE 1602
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-390-9768, Fax: None
Chief Compliance Officer
CHRIS THEODORIDIS
COO & GENERAL COUNSEL
589 FIFTH AVENUE
SUITE 1602
NEW YORK
NY
United States
Tel:
917-374-7774
T**********@*************M
(Full email address available in API data)
Industry Affiliates
| BEL-FRAN CAPITAL INC. | Sponsor, GP, manager of pooled investment vehicles |
| BELZBERG CAPITAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EVERBERG CAPITAL PARTNERS GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 613 SUPER HOLDCO LLC | Private Equity Fund | $46.6M | $1.0M | 8 |
| EVERBERG 365 HOLDINGS, LLC | Private Equity Fund | $0.0M | $1.0M | 4 |
| EVERBERG CA HOLDINGS, LLC | Private Equity Fund | $0.2M | $1.0M | 5 |
| EVERBERG CAPITAL PARTNERS II, L.P. | Private Equity Fund | $225.7M | $1.0M | 38 |
| EVERBERG CIS HOLDINGS, LLC | Private Equity Fund | $24.9M | $1.0M | 10 |
| EVERBERG CLOUD9 HOLDINGS, LLC | Private Equity Fund | $0.0M | $1.0M | 6 |
| EVERBERG COMAR HOLDINGS LLC | Private Equity Fund | $26.4M | $1.0M | 3 |
| EVERBERG DCA HOLDINGS, LLC | Private Equity Fund | $20.1M | $1.0M | 2 |
| EVERBERG HHG HOLDINGS, LLC | Private Equity Fund | $15.9M | $1.0M | 2 |
| EVERBERG HOLDINGS XIV LLC | Private Equity Fund | $16.4M | $1.0M | 1 |
| EVERBERG HOLDINGS XV, LLC | Private Equity Fund | $0.0M | $1.0M | 4 |
| EVERBERG HOLDINGS XVI, LLC | Private Equity Fund | $0.8M | $1.0M | 5 |
| EVERBERG HOLDINGS XVII, LLC | Private Equity Fund | $21.9M | $1.0M | 5 |
| EVERBERG HYPHEN HOLDINGS II, LLC | Private Equity Fund | $0.3M | $1.0M | 1 |
| EVERBERG HYPHEN HOLDINGS, LLC | Private Equity Fund | $0.0M | $1.0M | 5 |
| EVERBERG ISS HOLDINGS, LLC | Private Equity Fund | $6.4M | $1.0M | 3 |
| EVERBERG JAVO HOLDINGS, LLC | Private Equity Fund | $0.0M | $1.0M | 6 |
| EVERBERG PC HOLDINGS I, LLC | Private Equity Fund | $11.8M | $1.0M | 2 |
| EVERBERG PC HOLDINGS II, LLC | Private Equity Fund | $0.2M | $1.0M | 1 |
| EVERBERG PC HOLDINGS III, LLC | Private Equity Fund | $0.0M | $1.0M | 1 |
| EVERBERG PC HOLDINGS IV, LLC | Private Equity Fund | $0.2M | $1.0M | 1 |
| EVERBERG PC HOLDINGS V, LLC | Private Equity Fund | $0.0M | $1.0M | 1 |
| EVERBERG PENN FOSTER HOLDINGS, LLC | Private Equity Fund | $98.8M | $1.0M | 15 |
| EVERBERG SC HOLDINGS I, LLC | Private Equity Fund | $46.8M | $1.0M | 6 |
| EVERBERG SC HOLDINGS II, LLC | Private Equity Fund | $4.0M | $1.0M | 3 |
| EVERBERG SC HOLDINGS III, LLC | Private Equity Fund | $32.3M | $1.0M | 5 |
| EVERBERG SC HOLDINGS IV, LLC | Private Equity Fund | $18.9M | $1.0M | 4 |
| EVERBERG SC HOLDINGS IX, LLC | Private Equity Fund | $13.4M | $1.0M | 1 |
| EVERBERG SC HOLDINGS V, LLC | Private Equity Fund | $15.0M | $1.0M | 2 |
| EVERBERG SC HOLDINGS VI, LLC | Private Equity Fund | $0.0M | $1.0M | 0 |
| EVERBERG SC HOLDINGS VII, LLC | Private Equity Fund | $41.1M | $1.0M | 9 |
| EVERBERG SC HOLDINGS VIII, LLC | Private Equity Fund | $9.7M | $1.0M | 2 |
| EVERBERG SC HOLDINGS X, LLC | Private Equity Fund | $0.0M | $1.0M | 1 |
| EVERBERG SWYFT PREF HOLDINGS, LLC | Private Equity Fund | $7.1M | $1.0M | 1 |
| SIGNAL 88 INVESTORS, LLC | Private Equity Fund | $2.6M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VAN ITALLIE, JASON, MICHAEL | Individual | – | MANAGER | 04/2021 | < 5% |
| BELZBERG & CO. LLC | Domestic Entity | – | SOLE MEMBER | 04/2021 | > 75% |
| ZELNICK, STRAUSS | Individual | – | MANAGER | 04/2021 | < 5% |
| THE FRANCES BELZBERG ALTER EGO TRUST | Foreign Entity | BEL-FRAN HOLDINGS LTD | SHAREHOLDER | 08/2018 | > 75% |
| ZELNICK, STRAUSS | Individual | THE FRANCES BELZBERG ALTER EGO TRUST | TRUSTEE | 08/2018 | |
| DE LA BRUYERE, MARC | Individual | THE FRANCES BELZBERG ALTER EGO TRUST | TRUSTEE | 08/2018 | |
| NORMAND, ROBERT | Individual | THE FRANCES BELZBERG ALTER EGO TRUST | TRUSTEE | 08/2018 | |
| BELZBERG, FRANCES, NMN | Individual | THE FRANCES BELZBERG ALTER EGO TRUST | TRUSTEE | 08/2018 | |
| CIAMPI, JOHNNY | Individual | THE FRANCES BELZBERG ALTER EGO TRUST | TRUSTEE | 08/2018 | |
| THEODORIDIS, CHRISTOS, NMN | Individual | – | COO, GENERAL COUNSEL, AND CCO | 11/2021 | < 5% |
| BEL-FRAN CAPITAL INC. | Domestic Entity | BELZBERG & CO. LLC | SOLE MEMBER | 04/2021 | > 75% |
| BEL-FRAN CAPITAL LTD. | Foreign Entity | BEL-FRAN CAPITAL INC. | SHAREHOLDER | 03/1995 | > 75% |
| BEL-FRAN HOLDINGS LLP | Domestic Entity | BEL-FRAN CAPITAL LTD. | SHAREHOLDER | 12/2021 | > 75% |
| BEL-FRAN HOLDCO LTD. | Foreign Entity | BEL-FRAN HOLDINGS LLP | GENERAL PARTNER | 12/2021 | |
| BEL-FRAN HOLDINGS LTD | Foreign Entity | BEL-FRAN HOLDCO LTD. | SHAREHOLDER | 12/2021 | > 75% |
| BEL-FRAN HOLDINGS LTD | Foreign Entity | BEL-FRAN HOLDINGS LLP | SHAREHOLDER | 12/2021 | > 75% |
| PIENAAR, NEILL | Individual | – | CFO AND MANAGER | 07/2023 | < 5% |