NORTHSTAR FINANCIAL MANAGEMENT, INC.
Adviser information for NORTHSTAR FINANCIAL MANAGEMENT, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 615 | $103.4M |
| Non-Discretionary | 1 | $438,625 |
| Total | 616 | $103.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 203 | $39.2M |
| HNW Individuals | 33 | $64.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-122129 |
|---|---|
| SEC ERA File Number | 801-122129 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287594 |
| Legal Entity Identifier | None |
Principal Office
110 SOUTH MAIN STREETMOSCOW
ID
United States
Monday - Friday, 10:00AM -5:00PM
Tel: (208)810-4938, Fax: (208)810-4952
Chief Compliance Officer
MARK A MOORING
204 S HOWARD ST
MOSCOW
ID
United States
Tel:
208-810-4938
Fax:
208-810-4952
M*******@****************M
(Full email address available in API data)
Regulatory Contact
KAITLIN JONES
PRESIDENT
316 S VAN BUREN ST
MOSCOW
ID
United States
Tel:
208-810-4938
Fax:
208-810-4952
K*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, KAITLIN, CHRISTINE | Individual | – | PRESIDENT | 01/2017 | 25-50% |
| Mooring, Mark, Alexander | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | 25-50% |
| Jones, Charlotte, Marie | Individual | – | CHIEF OPERATIONS OFFICER | 09/2020 | 25-50% |