OLD FIELD ADVISORS LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	JANUARY
Legal Location	New York, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	58	$26.6M
Non-Discretionary	0	$0
Total	58	$26.6M

Clients

Type	Number	RAUM
Individuals	3	$1.6M
HNW Individuals	12	$25.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	Hourly chargesFixed fees

Identifiers

SEC RIA File Number	801-122133
SEC ERA File Number	801-122133
SEC CIK Numbers	None
SEC CRD Numbers	134519
Legal Entity Identifier	None

Principal Office

5 SHAKER HOLLOW ROAD
SETAUKET
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic