NPW INC.
Adviser information for NPW INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $70,000 |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $70,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $70,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122148 |
|---|---|
| SEC ERA File Number | 801-122148 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310288 |
| Legal Entity Identifier | None |
Principal Office
2845 BRISTOL CIRCLEOAKVILLE, ONTARIO
Canada
Monday - Friday, 9:00AM TO 5:00PM ET
Tel: 1.888.845.9980, Fax: None
Chief Compliance Officer
ELIE NOUR
CEO
2845 BRISTOL CIRCLE
OAKVILLE, ONTARIO
Canada
Tel:
1.888.845.9980
C*********@********M
(Full email address available in API data)
Regulatory Contact
SAMANTHA PATRICKSON
DIRECTOR, OPERATIONS
2845 BRISTOL CIRCLE
OAKVILLE, ONTARIO
Canada
Tel:
1.888.845.9980
S**********@********M
(Full email address available in API data)
Industry Affiliates
| NOUR INSURANCE SERVICES INC. | Insurance company or agency |
| NOUR PRIVATE WEALTH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOUR, ELIE | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2020 | < 5% |
| NOUR, ELIE | Individual | – | TRUSTEE OF NOUR FAMILY TRUST | 08/2018 | < 5% |
| NOUR FAMILY TRUST | Foreign Entity | – | OWNER | 07/2020 | > 75% |
| NOUR, ELIE | Individual | NOUR FAMILY TRUST | TRUSTEE | 08/2018 | 25-50% |
| PATRICKSON, SAMANTHA, LYNN | Individual | – | DIRECTOR, OPERATIONS | 08/2023 | < 5% |
| NOUR, ELIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |