RABE INVESTMENT CONSULTING GROUP
Adviser information for RABE INVESTMENT CONSULTING GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 399 | $102.7M |
| Non-Discretionary | 26 | $18.2M |
| Total | 425 | $121.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 109 | $26.3M |
| HNW Individuals | 29 | $79.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $3.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 121.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RABE INVESTMENT CONSULTING GROUP | RABE INVESTMENT CONSULTING GROUP |
Identifiers
| SEC RIA File Number | 801-122170 |
|---|---|
| SEC ERA File Number | 801-122170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316029 |
| Legal Entity Identifier | None |
Principal Office
4199 KINROSS LAKES PARKWAYSUITE 210
RICHFIELD
OH
United States
Monday - Friday, 8:30 -5
Tel: 2167707300, Fax: None
Chief Compliance Officer
AMANDA CRIGHTON
4199 KINROSS LAKES PARKWAY
SUITE 210
RICHFIELD
OH
United States
Tel:
2167707333
A**********@**********M
(Full email address available in API data)
Regulatory Contact
MICHAEL RABE
MANAGING MEMBER
4199 KINROSS LAKES PARKWAY
SUITE 210
RICHFIELD
OH
United States
Tel:
2167707331
M***********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RABE, MICHAEL, NATHAN | Individual | – | MANAGING MEMBER | 07/2021 | > 75% |
| RABE, AMANDA, EMILY | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |