LIONTREE INVESTMENT MANAGEMENT, LLC
Adviser information for LIONTREE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 23 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122175 |
|---|---|
| SEC ERA File Number | 801-122175 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315628 |
| Legal Entity Identifier | None |
Principal Office
745 FIFTH AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 212-644-4200, Fax: None
Chief Compliance Officer
WENDY K. MODLIN
745 FIFTH AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-644-5320
W******@***********M
(Full email address available in API data)
Industry Affiliates
| LIONTREE ADVISORS FRANCE SCS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LIONTREE ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LIONTREE ADVISORS UK LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LIONTREE ARTICULATE MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONTREE INVESTMENT FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LIONTREE PARTNERS LLC | Other investment adviser, including financial planners |
| LIONTREE YUGA INVESTMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| LT VENTURE ACCESS MANAGER LLC | Other investment adviser, including financial planners |
| LT WEST-OP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENERE CAPITAL FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENERE CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LIONTREE INVESTMENT FUND, L.P. | Private Equity Fund | $1,389.3M | $25.0M | 15 |
| LIONTREE YAHOO LLC | Private Equity Fund | $66.6M | $10.0M | 3 |
| LIONTREE YUGA INVESTMENT, L.P. | Private Equity Fund | $19.1M | $0.7M | 7 |
| W YAHOO LLC | Private Equity Fund | $55.5M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOURKOFF, ARYEH, BENJAMIN | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2021 | < 5% |
| MODLIN, WENDY, KREINEN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| BENJAMIN GROUP INVESTMENT MANAGEMENT LP | Domestic Entity | – | SOLE MEMBER | 11/2021 | > 75% |
| BENJAMIN GROUP INVESTMENT MANAGEMENT GP LLC | Domestic Entity | BENJAMIN GROUP INVESTMENT MANAGEMENT LP | GENERAL PARTNER | 11/2021 | |
| BOURKOFF, ARYEH, BENJAMIN | Individual | BENJAMIN GROUP INVESTMENT MANAGEMENT LP | LIMITED PARTNER | 11/2021 | > 75% |
| BOURKOFF, ARYEH, BENJAMIN | Individual | BENJAMIN GROUP INVESTMENT MANAGEMENT GP LLC | SOLE MEMBER | 11/2021 | > 75% |
| Farber, David, Scott | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | < 5% |
| SUTTON, AVI | Individual | – | CHIEF OPERATING OFFICER, GENERAL COUNSEL | 07/2023 | < 5% |