BLUE OX WEALTH MANAGEMENT LLC
SIEBEN WEALTH PLANNING LLC Legal Name
Adviser information for BLUE OX WEALTH MANAGEMENT LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 375 | $121.0M |
| Non-Discretionary | 8 | $3.7M |
| Total | 383 | $124.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $18.5M |
| HNW Individuals | 61 | $106.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122180 |
|---|---|
| SEC ERA File Number | 801-122180 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315368 |
| Legal Entity Identifier | None |
Principal Office
4208 OAKDALE AVE SEDINA
MN
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (612) 271-2027, Fax: None
Chief Compliance Officer
DAVID M. SIEBEN
PRINCIPAL
4208 OAKDALE AVE S
EDINA
MN
United States
Tel:
(612) 271-2027
D***@***********M
(Full email address available in API data)
Regulatory Contact
CORISSA A. MOOS
DIRECTOR OF OPERATIONS
4208 OAKDALE AVE S
EDINA
MN
United States
Tel:
(612) 271-2027
C******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIEBEN, DAVID, MICHAEL | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 09/2021 | > 75% |