TERRA ALPHA INVESTMENTS LLC
Adviser information for TERRA ALPHA INVESTMENTS LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $170.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $170.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $157.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $12.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122204 |
|---|---|
| SEC ERA File Number | 801-122204 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288690 |
| Legal Entity Identifier | None |
Principal Office
2101 L STREET, NWSUITE 300
WASHINGTON
DC
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 202-263-3644, Fax: None
Chief Compliance Officer
IAN A. GELLER
CHIEF OPERATING OFFICER
1534 17TH ST
UNIT 105
SANTA MONICA
CA
United States
Tel:
917-912-4599
I**@************************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY DUNN
CIO
2101 L STREET, NW
SUITE 300
WASHINGTON
DC
United States
Tel:
202-263-3644
T**@************************M
(Full email address available in API data)
Industry Affiliates
| GAIA OMEGA INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TERRA ALPHA CONCENTRATED STRATEGY FUND LP | Hedge Fund | $31.3M | $0.3M | 46 |
| TERRA ALPHA FUND LP | Hedge Fund | $47.6M | $0.3M | 61 |
| TERRA ALPHA GLOBAL EQUITY FUND LP | Hedge Fund | $67.4M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GELLER, IAN, ANDREW | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| DUNN, TIMOTHY, PETER | Individual | – | CHIEF INVESTMENT OFFICER | 12/2014 | < 5% |
| SANBORN, DANIEL, SCOTT | Individual | – | MEMBER | 07/2019 | < 5% |
| GAIA OMEGA INVESTMENTS LLC | Domestic Entity | – | MANAGING MEMBER | 01/2024 | > 75% |
| MAIN 6494 LLC | Domestic Entity | GAIA OMEGA INVESTMENTS LLC | MEMBER | 01/2024 | 25-50% |
| DUNN, TIMOTHY, PETER | Individual | GAIA OMEGA INVESTMENTS LLC | MANAGING MEMBER | 01/2024 | 25-50% |