WORTH ASSET MANAGEMENT
WORTH ASSET MANAGEMENT, LLC Legal Name
Adviser information for WORTH ASSET MANAGEMENT last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 367 | $255.8M |
| Non-Discretionary | 1 | $18.7M |
| Total | 368 | $274.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 249 | $62.6M |
| HNW Individuals | 118 | $193.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $18.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesEducational seminars/workshopsPORTFOLIO MANAGEMENT FOR 401K |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Principal Office
16660 DALLAS PARKWAYSUITE 1000
DALLAS
TX
United States
Monday - Friday, 8:30 - 5:00
Tel: 469-257-5074, Fax: None
Chief Compliance Officer
LISA GESIN
16660 DALLAS PARKWAY
SUITE 1000
DALLAS
TX
United States
Tel:
469-257-5074
L***@*****************M
(Full email address available in API data)
Regulatory Contact
JAMES W CLARK
16660 DALLAS PARKWAY
SUITE 1000
DALLAS
TX
United States
Tel:
469-257-5074
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUTHOCEAN MANAGEMENT, INC. | Domestic Entity | – | MEMBER | 03/2013 | 10-25% |
| GESIN, LISA, LEE | Individual | – | CCO | 11/2022 | < 5% |
| CLARK FAMILY LIVING TRUST | Domestic Entity | – | OWNER/MANAGING MEMBER | 01/2023 | > 75% |
| CLARK, JAMES, WILLARD | Individual | – | MANAGING MEMBER | 03/2013 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 8K | 40 | BT1 |
| AMAZON COM INC COM | Stock | 44K | 226 | JD1 |
| AMAZON COM INC COM | Stock | 44K | 226 | JS1 |
| AMAZON COM INC COM | Stock | 94K | 484 | JB1 |
| AMAZON COM INC COM | Stock | 133K | 690 | JC1 |
| AMAZON COM INC COM | Stock | 135K | 699 | PF1 |
| AMAZON COM INC COM | Stock | 208K | 1K | BAJ1 |
| INVESCO QQQ TRUST SERIES I | ETF | 72K | 150 | JB1 |
| INVESCO QQQ TRUST SERIES I | ETF | 162K | 338 | JD1 |
| INVESCO QQQ TRUST SERIES I | ETF | 166K | 347 | JS1 |
| INVESCO QQQ TRUST SERIES I | ETF | 2M | 3K | PF1 |
| JOHNSON & JOHNSON COM | Stock | 25K | 171 | BT1 |
| JOHNSON & JOHNSON COM | Stock | 44K | 300 | JB1 |
| JOHNSON & JOHNSON COM | Stock | 166K | 1K | BAJ1 |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 989K | 4K | PF1 |
| PROSHARES SHORT REAL ESTATE | ETF | 1K | 74 | BAJ1 |
| PROSHARES SHORT REAL ESTATE | ETF | 49K | 3K | JC1 |
| PROSHARES SHORT REAL ESTATE | ETF | 86K | 5K | JS1 |
| PROSHARES SHORT REAL ESTATE | ETF | 415K | 22K | JB1 |
| COSTCO WHSL CORP NEW COM | Stock | 17K | 20 | BT1 |
| COSTCO WHSL CORP NEW COM | Stock | 18K | 21 | 0 |
| COSTCO WHSL CORP NEW COM | Stock | 32K | 38 | JC1 |
| COSTCO WHSL CORP NEW COM | Stock | 34K | 40 | JS1 |
| COSTCO WHSL CORP NEW COM | Stock | 471K | 554 | PF1 |
| GOLDMAN SACHS GROUP INC COM | Stock | 9K | 20 | BAJ1 |
| GOLDMAN SACHS GROUP INC COM | Stock | 2M | 4K | JD1 |
| NETFLIX INC COM | Stock | 5K | 8 | JC1 |
| NETFLIX INC COM | Stock | 118K | 175 | BAJ1 |
| NETFLIX INC COM | Stock | 141K | 209 | PF1 |
| ISHARES SILVER TRUST | ETF | 38K | 1K | BAJ1 |
| ISHARES SILVER TRUST | ETF | 366K | 14K | JC1 |
| ABRDN INCOME CREDIT STRATEGIES COM | CEF | 324K | 48K | JC1 |
| SPDR S&P 500 ETF TRUST | ETF | 5K | 9 | JC1 |
| SPDR S&P 500 ETF TRUST | ETF | 11K | 20 | BAJ1 |
| SPDR S&P 500 ETF TRUST | ETF | 117K | 215 | JS1 |
| SPDR S&P 500 ETF TRUST | ETF | 147K | 270 | JB1 |
| SPDR S&P CHINA ETF | ETF | 1K | 15 | BAJ1 |
| SPDR S&P CHINA ETF | ETF | 32K | 464 | JS1 |
| SPDR S&P CHINA ETF | ETF | 36K | 523 | JC1 |
| SPDR S&P CHINA ETF | ETF | 292K | 4K | JB1 |
| HOME DEPOT INC COM | Stock | 9K | 27 | JD1 |
| HOME DEPOT INC COM | Stock | 48K | 140 | PF1 |
| HOME DEPOT INC COM | Stock | 143K | 416 | BAJ1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 4K | 166 | BAJ1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 19K | 864 | 0 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 55K | 2K | JC1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 290K | 13K | JS1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 502K | 23K | JB1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 933K | 42K | PF1 |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 2M | 111K | JD1 |
| DUPONT DE NEMOURS INC COM | Stock | 2M | 22K | JD1 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 729 | 5 | BAJ1 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 21K | 145 | JS1 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 172K | 1K | JB1 |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 2M | 10K | JC1 |
| SOUTHERN CO COM | Stock | 44K | 563 | JC1 |
| SOUTHERN CO COM | Stock | 218K | 3K | JD1 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 4K | 56 | JC1 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 16K | 260 | PF1 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 49K | 784 | JS1 |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 227K | 4K | JB1 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 1K | 27 | BAJ1 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 31K | 807 | JS1 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 38K | 995 | JC1 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 291K | 8K | JB1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 3K | 52 | BAJ1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 7K | 102 | BT1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 101K | 2K | JC1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 314K | 5K | PF1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 344K | 5K | JS1 |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 1M | 19K | JB1 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 766 | 10 | BAJ1 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 21K | 278 | JS1 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 173K | 2K | JB1 |
| CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 768K | 10K | JC1 |
| SPDR PORTFOLIO S&P 400 MID CAP ETF | ETF | 708K | 14K | JC1 |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 1K | 42 | BAJ1 |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 53K | 2K | JS1 |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 123K | 4K | JC1 |
| ABRDN PHYSICAL SILVER SHARES ETF | ETF | 304K | 11K | JB1 |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 737K | 7K | JC1 |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 1K | 56 | BAJ1 |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 55K | 2K | JC1 |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 221K | 8K | JS1 |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 508K | 19K | JB1 |
| ALPHABET INC CAP STK CL A | Stock | 9K | 48 | BAJ1 |
| ALPHABET INC CAP STK CL A | Stock | 18K | 100 | BT1 |
| ALPHABET INC CAP STK CL A | Stock | 18K | 101 | 0 |
| ALPHABET INC CAP STK CL A | Stock | 99K | 543 | JC1 |
| ALPHABET INC CAP STK CL A | Stock | 103K | 564 | JS1 |
| ALPHABET INC CAP STK CL A | Stock | 116K | 636 | JB1 |
| ALPHABET INC CAP STK CL A | Stock | 652K | 4K | PF1 |
| ALPHABET INC CAP STK CL A | Stock | 2M | 11K | JD1 |
| MICROSOFT CORP COM | Stock | 17K | 39 | BT1 |
| MICROSOFT CORP COM | Stock | 38K | 85 | JD1 |
| MICROSOFT CORP COM | Stock | 110K | 245 | PF1 |
| MICROSOFT CORP COM | Stock | 238K | 532 | JB1 |
| MICROSOFT CORP COM | Stock | 274K | 613 | JC1 |
| MICROSOFT CORP COM | Stock | 1M | 2K | BAJ1 |
| VANECK INFLATION ALLOCATION ETF | ETF | 1K | 55 | BAJ1 |
| VANECK INFLATION ALLOCATION ETF | ETF | 43K | 2K | JS1 |
| VANECK INFLATION ALLOCATION ETF | ETF | 52K | 2K | JC1 |
| VANECK INFLATION ALLOCATION ETF | ETF | 396K | 15K | JB1 |
| ARES CAPITAL CORP COM | CEF | 271K | 13K | BAJ1 |
| NEXTERA ENERGY INC COM | Stock | 1K | 16 | PF1 |
| NEXTERA ENERGY INC COM | Stock | 24K | 341 | JS1 |
| NEXTERA ENERGY INC COM | Stock | 26K | 368 | JB1 |
| NEXTERA ENERGY INC COM | Stock | 126K | 2K | JC1 |
| NEXTERA ENERGY INC COM | Stock | 182K | 3K | BAJ1 |
| NEXTERA ENERGY INC COM | Stock | 2M | 23K | JD1 |
| ARCOSA INC COM | Stock | 614K | 7K | BAJ1 |
| INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF | ETF | 1K | 36 | BAJ1 |
| INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF | ETF | 32K | 1K | JS1 |
| INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF | ETF | 39K | 1K | JC1 |
| INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF | ETF | 301K | 10K | JB1 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 723K | 18K | JC1 |
| SCHWAB US TIPS ETF | ETF | 220K | 4K | JB1 |
| SCHWAB INTERMEDIATE-TERM US TREASURY ETF | ETF | 270K | 6K | JB1 |
| VANGUARD S&P 500 ETF | ETF | 90K | 179 | 0 |
| VANGUARD S&P 500 ETF | ETF | 2M | 4K | PF1 |
| VANGUARD S&P 500 ETF | ETF | 11M | 21K | JD1 |
| SPROTT PHYSICAL SILVER TR TR UNIT | CEF | 172K | 17K | JC1 |
| UBER TECHNOLOGIES INC COM | Stock | 211K | 3K | BAJ1 |
| GOLDMAN SACHS ACCESS ULTRA SHORT BOND ETF | ETF | 968K | 19K | BT1 |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | ETF | 1K | 42 | BT1 |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | ETF | 2K | 53 | BAJ1 |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | ETF | 53K | 2K | JC1 |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | ETF | 180K | 6K | JS1 |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | ETF | 417K | 14K | JB1 |
| VANECK GOLD MINERS ETF | ETF | 1K | 32 | BAJ1 |
| VANECK GOLD MINERS ETF | ETF | 38K | 1K | JC1 |
| VANECK GOLD MINERS ETF | ETF | 57K | 2K | JS1 |
| VANECK GOLD MINERS ETF | ETF | 291K | 9K | JB1 |
| ELI LILLY & CO COM | Stock | 8K | 9 | JB1 |
| ELI LILLY & CO COM | Stock | 53K | 58 | JS1 |
| ELI LILLY & CO COM | Stock | 138K | 152 | BAJ1 |
| ELI LILLY & CO COM | Stock | 148K | 164 | PF1 |
| ELI LILLY & CO COM | Stock | 163K | 180 | JC1 |
| ELI LILLY & CO COM | Stock | 1M | 1K | JD1 |
| SCHWAB 1-5 YEAR CORPORATE BOND ETF | ETF | 266K | 6K | JB1 |
| ISHARES RUSSELL 2000 ETF | ETF | 735K | 4K | JC1 |
| INVESCO SENIOR LOAN ETF | ETF | 4K | 204 | JS1 |
| INVESCO SENIOR LOAN ETF | ETF | 511K | 24K | JB1 |
| SPDR S&P AEROSPACE & DEFENSE ETF | ETF | 8K | 60 | JD1 |
| SPDR S&P AEROSPACE & DEFENSE ETF | ETF | 726K | 5K | JC1 |
| MICRON TECHNOLOGY INC COM | Stock | 15K | 112 | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 26K | 200 | JB1 |
| MICRON TECHNOLOGY INC COM | Stock | 492K | 4K | PF1 |
| MICRON TECHNOLOGY INC COM | Stock | 2M | 15K | JD1 |
| FREEPORT-MCMORAN INC CL B | Stock | 15K | 309 | 0 |
| FREEPORT-MCMORAN INC CL B | Stock | 481K | 10K | PF1 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 2M | 38K | JC1 |
| ISHARES 0-3 MONTH TREASURY BOND ETF | ETF | 292K | 3K | PF1 |
| ISHARES 0-3 MONTH TREASURY BOND ETF | ETF | 347K | 3K | BT1 |
| ISHARES 0-3 MONTH TREASURY BOND ETF | ETF | 26M | 260K | JD1 |
| FT VEST LADDERED BUFFER ETF | ETF | 260K | 9K | BAJ1 |
| VANECK IG FLOATING RATE ETF | ETF | 286K | 11K | BT1 |
| SPDR BLOOMBERG 3-12 MONTH T-BILL ETF | ETF | 230K | 2K | PF1 |
| INVESCO NASDAQ 100 ETF | ETF | 1K | 6 | PF1 |
| INVESCO NASDAQ 100 ETF | ETF | 3K | 16 | BAJ1 |
| INVESCO NASDAQ 100 ETF | ETF | 98K | 497 | JS1 |
| INVESCO NASDAQ 100 ETF | ETF | 899K | 5K | JB1 |
| INVESCO NASDAQ 100 ETF | ETF | 2M | 11K | JC1 |
| JANUS DETROIT STREET TRUST JANUS HENDERSON AAA CLO ETF | ETF | 1M | 29K | BT1 |
| SCHWAB US AGGREGATE BOND ETF | ETF | 270K | 6K | JB1 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 14K | 186 | JS1 |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 205K | 3K | JB1 |
| AFC GAMMA INC COM | REIT | 123K | 10K | JC1 |
| SIMPLIFY VOLATILITY PREMIUM ETF | ETF | 741 | 33 | BAJ1 |
| SIMPLIFY VOLATILITY PREMIUM ETF | ETF | 21K | 947 | JS1 |
| SIMPLIFY VOLATILITY PREMIUM ETF | ETF | 26K | 1K | JC1 |
| SIMPLIFY VOLATILITY PREMIUM ETF | ETF | 225K | 10K | JB1 |
| VISA INC COM CL A | Stock | 9K | 35 | JD1 |
| VISA INC COM CL A | Stock | 12K | 46 | BT1 |
| VISA INC COM CL A | Stock | 376K | 1K | BAJ1 |
| DALLASNEWS CORPORATION COM SER A | Stock | 65K | 18K | JC1 |
| VANGUARD VALUE ETF | ETF | 72K | 450 | JC1 |
| VANGUARD VALUE ETF | ETF | 10M | 63K | JD1 |
| EATON VANCE TAX-MANAGED GLOBAL COM | CEF | 131K | 16K | JC1 |
| JANUS HENDERSON B-BBB CLO ETF | ETF | 273K | 6K | BT1 |
| META PLATFORMS INC CL A | Stock | 27K | 53 | JS1 |
| META PLATFORMS INC CL A | Stock | 138K | 273 | PF1 |
| META PLATFORMS INC CL A | Stock | 174K | 344 | BAJ1 |
| WISDOMTREE EFFICIENT GOLD PLUS EQUITY STRATEGY FUND | ETF | 1K | 33 | BAJ1 |
| WISDOMTREE EFFICIENT GOLD PLUS EQUITY STRATEGY FUND | ETF | 40K | 1K | JC1 |
| WISDOMTREE EFFICIENT GOLD PLUS EQUITY STRATEGY FUND | ETF | 120K | 4K | JS1 |
| WISDOMTREE EFFICIENT GOLD PLUS EQUITY STRATEGY FUND | ETF | 306K | 9K | JB1 |
| FT VEST LADDERED NASDAQ BUFFER ETF | ETF | 22K | 750 | BAJ1 |
| FT VEST LADDERED NASDAQ BUFFER ETF | ETF | 203K | 7K | BT1 |
| BROADCOM INC COM | Stock | 47K | 29 | JD1 |
| BROADCOM INC COM | Stock | 51K | 32 | BT1 |
| BROADCOM INC COM | Stock | 90K | 56 | BAJ1 |
| BROADCOM INC COM | Stock | 153K | 95 | PF1 |
| INVESCO S&P EMERGING MARKETS MOMENTUM ETF | ETF | 13K | 760 | 0 |
| INVESCO S&P EMERGING MARKETS MOMENTUM ETF | ETF | 588K | 35K | PF1 |
| INNOVATOR EQUITY MANAGED FLOOR ETF | ETF | 430K | 14K | BT1 |
| INNOVATOR EQUITY MANAGED FLOOR ETF | ETF | 475K | 15K | BAJ1 |
| METLIFE INC COM | Stock | 304K | 4K | BAJ1 |
| AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | ETF | 2K | 77 | BAJ1 |
| AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | ETF | 53K | 3K | JC1 |
| AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | ETF | 88K | 4K | BT1 |
| AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | ETF | 131K | 7K | JS1 |
| AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | ETF | 424K | 22K | JB1 |
| NVIDIA CORPORATION COM | Stock | 16K | 127 | BT1 |
| NVIDIA CORPORATION COM | Stock | 16K | 127 | JB1 |
| NVIDIA CORPORATION COM | Stock | 16K | 130 | 0 |
| NVIDIA CORPORATION COM | Stock | 149K | 1K | JS1 |
| NVIDIA CORPORATION COM | Stock | 229K | 2K | BAJ1 |
| NVIDIA CORPORATION COM | Stock | 480K | 4K | JC1 |
| NVIDIA CORPORATION COM | Stock | 672K | 5K | PF1 |
| NVIDIA CORPORATION COM | Stock | 2M | 19K | JD1 |
| ISHARES SHORT TREASURY BOND ETF | ETF | 1M | 13K | PF1 |
| RETURN STACKED BONDS & MANAGED FUTURES ETF | ETF | 824 | 45 | BAJ1 |
| RETURN STACKED BONDS & MANAGED FUTURES ETF | ETF | 26K | 1K | JC1 |
| RETURN STACKED BONDS & MANAGED FUTURES ETF | ETF | 119K | 6K | JS1 |
| RETURN STACKED BONDS & MANAGED FUTURES ETF | ETF | 210K | 11K | JB1 |
| ABBVIE INC COM | Stock | 54K | 316 | PF1 |
| ABBVIE INC COM | Stock | 206K | 1K | BAJ1 |
| SPDR S&P BIOTECH ETF | ETF | 2M | 16K | JC1 |
| SIMPLIFY US EQUITY PLUS GBTC ETF | ETF | 794 | 23 | BAJ1 |
| SIMPLIFY US EQUITY PLUS GBTC ETF | ETF | 29K | 844 | JC1 |
| SIMPLIFY US EQUITY PLUS GBTC ETF | ETF | 80K | 2K | JS1 |
| SIMPLIFY US EQUITY PLUS GBTC ETF | ETF | 217K | 6K | JB1 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 13K | 180 | JS1 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 279K | 4K | PF1 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 436K | 6K | JC1 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 2M | 23K | JB1 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 1K | 25 | BAJ1 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 56K | 948 | JC1 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 227K | 4K | JS1 |
| VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 662K | 11K | JB1 |
| PANAGRAM BBB-B CLO ETF | ETF | 259K | 10K | BT1 |
| ORCHID IS CAP INC COM NEW | REIT | 123K | 15K | JC1 |
| QUALCOMM INC COM | Stock | 5K | 24 | PF1 |
| QUALCOMM INC COM | Stock | 9K | 45 | BAJ1 |
| QUALCOMM INC COM | Stock | 2M | 9K | JD1 |
| RETURN STACKED U.S. STOCKS & MANAGED FUTURES ETF | ETF | 858 | 35 | BAJ1 |
| RETURN STACKED U.S. STOCKS & MANAGED FUTURES ETF | ETF | 27K | 1K | JC1 |
| RETURN STACKED U.S. STOCKS & MANAGED FUTURES ETF | ETF | 82K | 3K | JS1 |
| RETURN STACKED U.S. STOCKS & MANAGED FUTURES ETF | ETF | 215K | 9K | JB1 |
| GENERAL DYNAMICS CORP COM | Stock | 367K | 1K | BAJ1 |
| SIMPLIFY US EQUITY PLUS QIS ETF | ETF | 873 | 29 | BAJ1 |
| SIMPLIFY US EQUITY PLUS QIS ETF | ETF | 27K | 892 | JC1 |
| SIMPLIFY US EQUITY PLUS QIS ETF | ETF | 116K | 4K | JS1 |
| SIMPLIFY US EQUITY PLUS QIS ETF | ETF | 217K | 7K | JB1 |
| VANECK BITCOIN TRUST | ETF | 679 | 10 | BAJ1 |
| VANECK BITCOIN TRUST | ETF | 24K | 350 | JC1 |
| VANECK BITCOIN TRUST | ETF | 37K | 539 | JS1 |
| VANECK BITCOIN TRUST | ETF | 193K | 3K | JB1 |
| AT&T INC COM | Stock | 8K | 426 | BT1 |
| AT&T INC COM | Stock | 9K | 466 | PF1 |
| AT&T INC COM | Stock | 224K | 12K | BAJ1 |
| GE AEROSPACE COM NEW | Stock | 638 | 4 | BT1 |
| GE AEROSPACE COM NEW | Stock | 7K | 44 | JB1 |
| GE AEROSPACE COM NEW | Stock | 13K | 81 | 0 |
| GE AEROSPACE COM NEW | Stock | 20K | 126 | JS1 |
| GE AEROSPACE COM NEW | Stock | 95K | 600 | BAJ1 |
| GE AEROSPACE COM NEW | Stock | 124K | 777 | JC1 |
| GE AEROSPACE COM NEW | Stock | 463K | 3K | PF1 |
| GE AEROSPACE COM NEW | Stock | 2M | 11K | JD1 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 2M | 8K | JC1 |
| ISHARES U.S. TECHNOLOGY ETF | ETF | 2M | 10K | JC1 |
| ISHARES CORE S&P 500 ETF | ETF | 101K | 184 | PF1 |
| ISHARES CORE S&P 500 ETF | ETF | 734K | 1K | JB1 |
| NEOS ENHANCED INCOME CA ALT ETF | ETF | 127K | 3K | JS1 |
| NEOS ENHANCED INCOME CA ALT ETF | ETF | 3M | 56K | JC1 |
| LOCKHEED MARTIN CORP COM | Stock | 7K | 16 | JB1 |
| LOCKHEED MARTIN CORP COM | Stock | 12K | 25 | BAJ1 |
| LOCKHEED MARTIN CORP COM | Stock | 25K | 53 | JS1 |
| LOCKHEED MARTIN CORP COM | Stock | 56K | 120 | PF1 |
| LOCKHEED MARTIN CORP COM | Stock | 124K | 265 | JC1 |
| JPMORGAN CHASE & CO. COM | Stock | 3K | 13 | BT1 |
| JPMORGAN CHASE & CO. COM | Stock | 22K | 109 | JS1 |
| JPMORGAN CHASE & CO. COM | Stock | 47K | 233 | JB1 |
| JPMORGAN CHASE & CO. COM | Stock | 139K | 688 | JC1 |
| JPMORGAN CHASE & CO. COM | Stock | 225K | 1K | BAJ1 |
| WISDOMTREE BLOOMBERG US DOLLAR BULLISH FUND | ETF | 975 | 36 | JD1 |
| WISDOMTREE BLOOMBERG US DOLLAR BULLISH FUND | ETF | 2K | 68 | JC1 |
| WISDOMTREE BLOOMBERG US DOLLAR BULLISH FUND | ETF | 90K | 3K | JS1 |
| WISDOMTREE BLOOMBERG US DOLLAR BULLISH FUND | ETF | 545K | 20K | JB1 |
| CHEVRON CORP NEW COM | Stock | 4K | 25 | BT1 |
| CHEVRON CORP NEW COM | Stock | 75K | 480 | BAJ1 |
| CHEVRON CORP NEW COM | Stock | 197K | 1K | JD1 |
| SPDR S&P RETAIL ETF | ETF | 694K | 9K | JC1 |
| SPDR S&P DIVIDEND ETF | ETF | 231K | 2K | PF1 |
| WALMART INC COM | Stock | 8K | 119 | JB1 |
| WALMART INC COM | Stock | 23K | 335 | JS1 |
| WALMART INC COM | Stock | 48K | 711 | BT1 |
| WALMART INC COM | Stock | 70K | 1K | BAJ1 |
| WALMART INC COM | Stock | 143K | 2K | PF1 |
| WALMART INC COM | Stock | 218K | 3K | JC1 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 2K | 11 | JC1 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 35K | 200 | JB1 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 66K | 382 | JD1 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 149K | 859 | BAJ1 |
| RTX CORPORATION COM | Stock | 17K | 167 | 0 |
| RTX CORPORATION COM | Stock | 90K | 900 | BAJ1 |
| RTX CORPORATION COM | Stock | 496K | 5K | PF1 |
| RTX CORPORATION COM | Stock | 2M | 17K | JD1 |
| TEXAS INSTRS INC COM | Stock | 8K | 40 | BT1 |
| TEXAS INSTRS INC COM | Stock | 66K | 337 | PF1 |
| TEXAS INSTRS INC COM | Stock | 242K | 1K | BAJ1 |
| TEXAS INSTRS INC COM | Stock | 490K | 3K | JC1 |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | ETF | 287K | 4K | JB1 |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 3M | 22K | JD1 |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 433K | 4K | JC1 |
| 3M CO COM | Stock | 9K | 86 | JB1 |
| 3M CO COM | Stock | 10K | 100 | BAJ1 |
| 3M CO COM | Stock | 18K | 176 | 0 |
| 3M CO COM | Stock | 25K | 241 | JS1 |
| 3M CO COM | Stock | 130K | 1K | JC1 |
| 3M CO COM | Stock | 516K | 5K | PF1 |
| 3M CO COM | Stock | 2M | 17K | JD1 |
| SIXTH STREET SPECIALTY LENDING COM | CEF | 302K | 14K | BAJ1 |
| SPDR SSGA ULTRA SHORT TERM BOND ETF | ETF | 240K | 6K | JB1 |
| INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF | ETF | 2K | 105 | JS1 |
| INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF | ETF | 248K | 12K | JB1 |
| FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 739K | 4K | JC1 |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 435K | 4K | JC1 |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 2M | 31K | JC1 |
| EAGLE POINT CREDIT COMPANY INC COM | CEF | 144K | 14K | JC1 |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 772 | 16 | BAJ1 |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 22K | 455 | JS1 |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 26K | 539 | JC1 |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 64K | 1K | BT1 |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 178K | 4K | JB1 |
| NRG ENERGY INC COM NEW | Stock | 234K | 3K | BAJ1 |
| VANGUARD MEGA CAP GROWTH ETF | ETF | 1M | 4K | PF1 |
| TRINITY INDS INC COM | Stock | 1M | 41K | BAJ1 |
| EXXON MOBIL CORP COM | Stock | 26K | 229 | BT1 |
| EXXON MOBIL CORP COM | Stock | 41K | 355 | JC1 |
| EXXON MOBIL CORP COM | Stock | 164K | 1K | JD1 |
| EXXON MOBIL CORP COM | Stock | 395K | 3K | BAJ1 |
| UNITEDHEALTH GROUP INC COM | Stock | 62K | 121 | BT1 |
| UNITEDHEALTH GROUP INC COM | Stock | 270K | 530 | BAJ1 |
| SHOPIFY INC CL A | Stock | 793 | 12 | JS1 |
| SHOPIFY INC CL A | Stock | 215K | 3K | JC1 |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 1K | 21 | BAJ1 |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 69K | 1K | JC1 |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 69K | 1K | JS1 |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 387K | 6K | JB1 |
| WINGSTOP INC COM | Stock | 225K | 533 | JC1 |
| WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND | ETF | 5K | 106 | JS1 |
| WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND | ETF | 849K | 20K | JB1 |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 666 | 50 | BAJ1 |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 23K | 2K | JC1 |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 45K | 3K | JS1 |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 189K | 14K | JB1 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | ETF | 2K | 142 | JC1 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | ETF | 52K | 4K | JB1 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | ETF | 96K | 7K | JS1 |
| INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | ETF | 3M | 190K | JD1 |
| APPLE INC COM | Stock | 2K | 8 | PF1 |
| APPLE INC COM | Stock | 15K | 70 | BT1 |
| APPLE INC COM | Stock | 41K | 197 | JD1 |
| APPLE INC COM | Stock | 158K | 752 | JS1 |
| APPLE INC COM | Stock | 530K | 3K | JB1 |
| APPLE INC COM | Stock | 533K | 3K | BAJ1 |
| APPLE INC COM | Stock | 3M | 13K | JC1 |
| INVESCO PREFERRED ETF | ETF | 510K | 44K | JC1 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 4K | 45 | JS1 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 6K | 60 | BT1 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 93K | 1K | 0 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 534K | 6K | JB1 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 3M | 31K | JC1 |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 6M | 70K | PF1 |