RESERVOIR WEALTH MANAGEMENT
RESERVOIR RETIREMENT MANAGEMENT, LLC Legal Name
Adviser information for RESERVOIR WEALTH MANAGEMENT last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 684 | $129.4M |
| Non-Discretionary | 184 | $22.2M |
| Total | 868 | $151.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 351 | $45.5M |
| HNW Individuals | 84 | $76.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $22.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $7.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesTAX PREPARATION |
Identifiers
| SEC RIA File Number | 801-122212 |
|---|---|
| SEC ERA File Number | 801-122212 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293131 |
| Legal Entity Identifier | None |
Principal Office
2100 LOST CREEK BOULEVARDLIMA
OH
United States
Monday - Friday, 8AM - 5PM
Tel: 567-289-2100, Fax: 419-222-3926
Websites
Chief Compliance Officer
JARED T. WALSH
MANAGING PARTNER
2100 LOST CREEK BLVD
LIMA
OH
United States
Tel:
567-289-2100
Fax:
419-222-3926
J****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALSH, JARED, THOMAS | Individual | – | MANAGING PARTNER, CCO | 01/2005 | > 75% |