MORRISON & CO
H.R.L. MORRISON & CO (US) LLC Legal Name
Adviser information for MORRISON & CO last updated from Form ADV on August 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.4B |
| Non-Discretionary | 2 | $4.5B |
| Total | 5 | $5.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $4.5B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122215 |
|---|---|
| SEC ERA File Number | 801-122215 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315983 |
| Legal Entity Identifier | None |
Principal Office
152 W 57TH ST56TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: +1 929 384 3822, Fax: None
Chief Compliance Officer
REBECCA JOAN BONNEVIE
HEAD OF COMPLIANCE
PO BOX 1395
WELLINGTON
New Zealand
Tel:
+64 4 473 2399
R***************@**************M
(Full email address available in API data)
Regulatory Contact
MONIQUE DU PREEZ
RISK AND COMPLIANCE ASSOCIATE
THE SHARD, 32 LONDON BRIDGE STREET
FLOOR 25
LONDON
United Kingdom
Tel:
+44 7768 438362
M**************@**************M
(Full email address available in API data)
Industry Affiliates
| H.R.L. MORRISON & CO LIMITED | Other investment adviser, including financial planners |
| H.R.L. MORRISON & CO PRIVATE MARKETS PTY LIMITED | Other investment adviser, including financial plannersTrust company |
| HRL MORRISON & CO (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| MCO IP ONE POOLING PTY LTD | Other investment adviser, including financial plannersTrust company |
| MCO IP TOWERS INFASTRUCTURE PTY LTD | Other investment adviser, including financial plannersTrust company |
| MCO SA INVESTMENTS PTY LTD | Other investment adviser, including financial plannersTrust company |
| MORRISON & CO EMPLOYEE CO - INVEST (PIP 2) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORRISON & CO EMPLOYEE CO - INVEST (PIP 3) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORRISON & CO EMPLOYEE CO-INVEST (MGIF) PTY LIMITED | Other investment adviser, including financial plannersTrust company |
| MORRISON & CO FUNDS MANAGEMENT (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO FUNDS MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO GROWTH INFRASTRUCTURE INVESTMENTS NO.1 PTY LIMITED | Other investment adviser, including financial plannersTrust company |
| MORRISON & CO HIGH CONVICTION INFRASTRUCTURE INVESTMENTS PTY LIMITED | Other investment adviser, including financial plannersTrust company |
| MORRISON & CO INFRASTRUCTURE MANAGEMENT (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO INFRASTRUCTURE MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO INFRASTRUCTURE PARTNERSHIP AUSTRALIA FEEDER FUND PTY LTD | Other investment adviser, including financial plannersTrust company |
| MORRISON & CO INFRASTRUCTURE PARTNERSHIP MANAGEMENT PTY LTD | Other investment adviser, including financial planners |
| MORRISON & CO INTERNATIONAL LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO LISTED INVESTMENTS PTY LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO PIP LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO PROPERTY INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO SERVICES (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO SPV MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO UTILITIES MANAGEMENT (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| MORRISON & CO. VENTURES LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MORRISON & CO INFRASTRUCTURE PARTNERSHIP (US) LLC | ALTERNATIVES | $1,302.4M | $10.0M | 12 |
| MORRISON & CO INFRASTRUCTURE PARTNERSHIP FLOW THROUGH FEEDER (US) LLC | ALTERNATIVES | $115.3M | $10.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOWARD, ANTHONY, JAMES WILLIAM | Individual | H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | TRUSTEE | 12/2012 | |
| Morrison, Robert, William Bentley | Individual | H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | TRUSTEE | 09/2011 | |
| Stewart, Andrew, James | Individual | H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | TRUSTEE | 09/2011 | |
| Smales, William, Oliver Clayton | Individual | – | CHIEF INVESTMENT OFFICER | 12/2021 | < 5% |
| H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | Foreign Entity | H.R.L. MORRISON & CO UNITED STATES HOLDINGS LIMITED | SOLE SHAREHOLDER | 12/2019 | > 75% |
| H.R.L. MORRISON & CO UNITED STATES HOLDINGS LIMITED | Foreign Entity | – | SOLE MEMBER | 12/2019 | > 75% |
| Newfield, Paul, Joseph Charles | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | 5-10% |
| Bonnevie, Rebecca, Joan | Individual | – | HEAD OF COMPLIANCE / CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| H.R.L MORRISON & CO GROUP GP LIMITED | Foreign Entity | H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | GENERAL PARTNER | 12/2013 | |
| Saville, Duncan, Paul | Individual | H.R.L. MORRISON & CO GROUP LIMITED PARTNERSHIP | MEMBER | 11/2016 |