OREGON PACIFIC FINANCIAL ADVISORS INC
Adviser information for OREGON PACIFIC FINANCIAL ADVISORS INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 532 | $131.4M |
| Non-Discretionary | 83 | $25.7M |
| Total | 615 | $157.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 544 | $79.2M |
| HNW Individuals | 42 | $47.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $20.3M |
| Charitable organizations | 5 | $9.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-122218 |
|---|---|
| SEC ERA File Number | 801-122218 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110176 |
| Legal Entity Identifier | None |
Principal Office
210 WEST 8TH STREETMEDFORD
OR
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 541-772-1116, Fax: 541-772-6927
Chief Compliance Officer
ROYAL RAY STANDLEY
PRESIDENT & CEO
210 WEST 8TH STREET
MEDFORD
OR
United States
Tel:
541-772-1116
Fax:
541-772-6927
R****@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANDLEY, ROYAL, RAY | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2016 | > 75% |